THE BRIG AMY WARWICK.; THE SCHOONER CRENSHAW.; THE BARQUE HIAWATHA.; THE
SCHOONER BRILLIANTE.
SUPREME COURT OF THE UNITED STATES
67 U.S. 635; 17 L. Ed. 459; 1862 U.S.
LEXIS 282; 2 Black 635
March 10, 1863, Decided; December 1862,
Term
PRIOR HISTORY: [***1]
These were cases in which the vessels named, together with
their cargoes, were severally captured and brought in as prizes by public ships
of the United States. The libels were filed by the proper District Attorneys, on
behalf of the United States and on behalf of the officers and crews of the
ships, by which the captures were respectively made. In each case the District
Court pronounced a decree of condemnation, from which the claimants took an
appeal.
The Amy Warwick was a merchant vessel, and
belonged to Richmond. Her registered owners were David and William Currie,
Abraham Warwick and George W. Allen, who resided at that place. Previous to her
capture she had made a voyage from New York to Richmond, and thence to Rio de
Janeiro, Brazil. At the last named port she shipped a cargo of coffee 5,100
bags, to be delivered at New York, Philadelphia, Baltimore or Richmond,
according to the orders which the master would receive at Hampton Roads. She was
on her voyage from Rio to Hampton Roads and off Cape Henry when she was captured
(July 10th, 1861) by the Quaker City. At the time of the capture the barque was
sailing under American colors, and her commander was ignorant of
the [***2] war. The Quaker City carried her into Boston, where she
was libelled as enemy's property. The claimants of the vessel were the persons
already named as owners. James Dunlap, Robert Edmonds, John L. Phipps, and
Charles Brown claimed the cargo. The claimants in their several answers denied
any hostility on their part to the Government or Laws of the United States,
averred that the master was ignorant of any blockade, embargo or other
interdiction of commerce with the ports of Virginia, and asserted generally that
the capture was unlawful.
The Crenshaw was captured by
the United States Steamer Star, at the mouth of James River, on the 17th of May,
1861. She was bound for Liverpool with a cargo of tobacco from Richmond, and was
owned by David and William Currie, who admitted the existence of an insurrection
in Virginia against the Laws and Government of the United States, but averred
that they were innocent of it. The claimants of the cargo made similar answers,
and all the claimants assured that they had no such notice of the blockade as
rendered the vessel or cargo liable to seizure for leaving the port of Richmond
at the time when the voyage was commenced. She was condemned [***3]
as prize on the ground that she had broken, or was attempting to break, the
blockade at the time of her capture.
The Hiawatha was a
British barque, and was on her voyage from Richmond to Liverpool with a cargo of
tobacco. She left Richmond on the 17th of May, 1861, and was captured in
Hamption Roads on the 20th by the Minnesota, and taken to New York. Her owners
were Miller, Massman & Co., of Liverpool, who denied her liability to
capture and condemnation on the ground that no sufficient notice had been given
of the blockade. The claimants of the cargo put their right to restoration upon
a similar basis.
The Brilliante was a Mexican schooner,
owned by Rafael Preciat and Julian Gual, residents of Campeche. She had on board
a cargo of flour, part of which was owned by the owners of the vessel, and part
the Senores Ybana & Donde, who were also Mexican citizens. She had a regular
clearance at Campeche for New Orleans, and had made the voyage between those
ports. At New Orleans she took in her cargo of flour, part to be delivered at
Sisal and part at Campeche, and took a clearance for both those places. On her
homeward voyage she anchored in Biloxi Bay, intending to
communicate [***4] with some vessel of the blockading fleet and get a
permit to go to sea, and while so at anchor she was taken by two boats sent off
from the Massachusetts. She was carried into Key West, where the legal
proceedings against her were prosecuted in the District Court of the United
States for the District of Florida.
The minuter
circumstances of each case, and the points of fact, as well as law, on which all
the cases turned, in this Court and in the Court below, are set forth with such
precision in the opinions of both Mr. Justice Grier and Mr. Justice Nelson, that
more than the brief narrative above given does not seem to be necessary.
SYLLABUS: 1 Neutrals may question the existence of
a blockade, and challenge the legal authority of the party which has undertaken
to establish it.
2 One belligerent, engaged in actual
war, has a right to blockade the ports of the other, and neutrals are bound to
respect that right.
3 To justify the exercise of this
right, and legalize the capture of a neutral vessel for violating it, a state of
actual war must exist, and the neutral must have knowledge or notice that it is
the intention of one belligerent to blockade the ports of the other.
4. To [***5] create this and other belligerent
rights, as against neutrals, it is not necessary that the party claiming them
should be at war with a separate and independent power: the parties to a civil
war are in the same predicament as two nations who engage in a contest and have
recourse to arms.
5. A state of actual war may exist
without any formal declaration of it by either party; and this is true of both a
civil and a foreign war.
6. A civil war exists, and may
be prosecuted on the same footing as if those opposing the Government were
foreign invaders, whenever the regular course of justice is interrupted by
revolt, rebellion, or insurrection, so that the Courts cannot be kept open.
7. The present civil war between the United States and the
so-called Confederate States, has such character and magnitude as to give the
United States the same rights and powers which they might exercise in the case
of a national or foreign war; and they have, therefore, the right jure bello to
institute a blockade of any ports in possession of the rebellious States.
8. The proclamation of blockade by the President is of
itself conclusive evidence that a state of war existed, which demanded and
authorized [***6] recourse to such a measure.
9. All persons residing within the territory occupied by the hostile
party in this contest, are liable to be treated as enemies, though not
foreigners.
10. It is a settled rule, that a vessel in
a blockaded port is presumed to leave notice of a blockade as soon as it
commences.
11. The proclamation of blockade having
allowed fifteen days for neutrals to leave, a vessel which overstays the time is
liable to capture although she was prevented by accident from getting out
sooner.
12. To make a capture lawful, it is not
necessary that a warning of the blockade should have been previously endorsed on
the register of the captured vessel.
COUNSEL:
The case of the Amy Warwick was argued by Mr. Dana, of Massachusetts, for
Libellants, and by Mr. Bangs, of Massachusetts, for Claimants.
The Crenshaw, by Mr. Eames, of Washington City, for Libellants, and by
Messrs. Lord, Edwards, and Donohue, of New York, for Claimants.
The Hiawatha, by Mr. Evarts and Mr. Sedgwick, of New York, for
Libellants, and by Mr. Edwards, of New York, for Claimants
The Brilliante, by Mr. Eames, of Washington City, for Libellants, and
by Mr. Carlisle, of Washington City, for Claimants. [***7]
One argument on each side is all that can be given. Those
of Mr. Dana and Mr. Carlisle have been selected, not for any reason which
implies that the Reporter has presumed to pronounce judgment upon their merits
as compared with those of the other distinguished counsel, but because they came
to his hands in a form which relieved him of the labor which the others would
have cost to re-write and condense them.
Mr. Carlisle.
The Brilliante is a regularly registered Mexican ship. Her principal owner,
although a Mexican citizen by birth, had been naturalized in the United States.
He was, before and at the time of the seizure, the United States Consul at the
port of Campeche, a port on the coast of Mexico. The vessel was seized by the
United States ship Massachusetts, in Biloxi Bay, north of Ship Island, between
Pas Cretien and Pascagoula Bay, on the 23d of June, 1861.
She had sailed from New Orleans, with a cargo of six hundred barrels of
flour, put on board there about the 16th of that month, four hundred barrels for
the house of the claimant, (American Consul at Campeche,) and the residue for
the Mexican house of Ybana & Donde, at Sisal, also a port on the coast of
Mexico; to [***8] which houses it was respectively consigned, they
being owners of the same, in these proportions.
I.
There was no actual breach. The question is of intent.
At the time of the seizure, the Brilliante was lying at anchor in
Biloxi Bay, and had so lain at anchor twenty-four hours or more. "She came out
from New Orleans and anchored in Biloxi Bay, so as to be able to communicate
with one of the blockading vessels, but did not see any vessel of war. On the
next day, on which the vessel was seized, the sea was too rough to go on board
the Massachusetts, which was lying in sight."
Mr.
Preciat, the claimant, "wished to go on board one of the blockading vessels, to
see if he could get a permit to go out to sea; otherwise he intended to have
returned with the vessel to New Orleans." (Deposition of the said Preciat, taken
in preparatorio, Record, p. 11.) He was returning to Campeche, "to attend to the
duties of his office (U.S Consul,) and business generally." On going to New
Orleans, he had a letter from the Commander of the Brooklyn, one of the
blockading squadron, to the Commander of the Niagara, another of them,
forwarding him to Mobile, where his son was at school, and whom he
desired [***9] to take home. The passengers and crew mutinied, and
refused to go to Mobile. The mate, taking control, steered for New Orleans,
where the vessel arrived, and the crew were discharged. These facts appear from
the declarations in preparatorio. The libel and decree are exclusively founded
on the alleged attempt to leave New Orleans. The claimant had a right to expect
that his application to return, although sailing from New Orleans would have
been granted; or, if not granted, that he would have been allowed the option of
going back to New Orleans; which he declares, on his examination, was his
intention, if not permitted to return to Campeche. He swears that he had no
intention to violate the blockade. There is nothing to contradict him, but
everything corroborates his declaration. He was at anchor twenty-four hours, and
a considerable portion of that time in sight of one of the blockading vessels,
which the evidence shows he could not safely attempt to reach in consequence of
the state of the weather. Before that period there is nothing to show that he
might not have run the blockade safely; nor is there any reason suggested or
supposable why he cast anchor, except that he had [***10] no intent
to violate the blockade. His public character as United States Consul, and the
facts before referred to, go in confirmation of this.
But chiefly, the terms of the President's proclamation instituting this
so-called blockade, are important to be considered upon this question of intent.
The condition of things was unprecedented. From the nature and structure of our
peculiar system of government, it could have had no precedent. The coexistence
of Federal and State sovereignties, and the double allegiance of the people of
the States, which no statesman or lawyer has doubted till now, and which this
Court has repeatedly recognized as lying at the foundation of some of its most
important decisions; the delegation of special and limited powers to the Federal
Government, with the express reservation of all other powers "to the States and
the people thereof" who created the Union and established the Constitution; the
powers proposed to be granted and which were refused, and the general course of
the debates on the constitution; all concurred in presenting this to the
President as a case of the first impression. Assuming the power to close the
ports of the seceded States, he [***11] evidently did so with doubt
and hesitation. If the power be conceded to him, it cannot be denied that he
might modify the strict law of blockade, and impose a qualified interruption of
commerce. He might well have doubted whether, under the Constitution which he
had sworn to support, a state of war could exist between a State, or States, and
the Federal Union; whether, when it ceased to be insurrection, and became the
formal and deliberate act of State sovereignty, his executive powers extended to
such an exigency. Certainly, the words of the Acts of Congress authorizing him
to use the navy did not embrace such a case. It was not quite certain that it
had assumed this imposing shape. The President, so late as his message of July,
was confident that it had not. He believed that the State sovereignties had been
usurped by discontented leaders and a factious and inconsiderable minority. With
the information laid before him, he declared that these seceded States were full
of people devoted to the Union. Well, therefore, might he hesitate to exercise,
even if he supposed himself to possess, the power of declaring or "recognizing"
a state of war. His powers in cases of insurrection [***12] or
invasion were clear and undoubted. He had the army, the navy, and the militia of
the States (the United States having no militia except in the federal
territories) confided to his command, sub modo.
But
insurrection is not war; and invasion is not was. The Constitution expressly
distinguishes them, and treats them as wholly different subjects. But this
belongs to a subsequent question in the argument. It is now referred to as
bearing upon the construction of the proclamation, and consequently upon the
question of ntent to break a blockade. It is true that the proclamation calls it
a blockade. But the message speaks of it as proceedings "in the nature of a
blockade." And the proclamation itself, by its terms and provisions,
substantially conforms to the latter description. It founds itself upon the
existence of "an insurrection." It pronounces the disturbance to be by "a
combination of persons." It proceeds upon the Acts of Congress provided for
"insurrections" by "combinations of persons." It declares that the executive
measures are provisional and temporary only, "until Congress shall have
assembled and deliberated upon the said unlawful proceedings." It requires the
seceded [***13] States to disperse, and return peaceably "to their
respective place of abode in twenty days."
"These
"combinations of persons," and these "unlawful proceedings," are not at all
recognized as presenting a case for belligerent rights and obligations.
Naturally and prudently, the President did not assume to proclaim a strict
blockade, with the extreme rights which obtain between belligerents, and with
the corresponding rights of neutrals. He first called out the militia of the
States, as such. He then used the army and the navy, under the Act of 1807. But
he knew that this was not war. It was the suppression of insurrection.
Consequently, in this use of the navy, he did not contemplate capture jure
belli. Long after the period involved in this case, he maintained to all the
civilized world, (see Mr. Seward's diplomatic correspondence, 1861,) that to
attribute anything of belligerent right to these "combinations of persons" and
these "unlawful proceedings," was an outrage and an offence to the United
States. In effect, his position was that it was purely a municipal question;
and, of course, there could be no blockade, in the international sense, and no
capture jure belli. [***14]
Accordingly,
the proclamation threatens not the regular proceedings of a prize Court, but
"such proceedings as may be deemed advisable." And these proceedings are to
follow upon a seizure to be made in the precise and only case where a vessel
shall have attempted to enter or leave a port, and shall have been "duly warned
by the commander of one of the blockading vessels, who will endorse on her
register the fact and date of such warning; and if the same vessel shall again
attempt to enter or to leave," &c., then these undescribed proceeding shall
take place.
Under these circumstances, upon the
question of intent, it is submitted that the case is with the claimant.
But II.The terms of the proclamation, assuming it to have
intended a blockade, (jure belli,) excuse this vessel and cargo. The only
authority necessary to be referred to here is the case of Md. Ins. Co. vs.
Woods, (6 Cr., 49,) decided by this Court. It is to be argued from, a fortiori.
The qualified blockade, by a belligerent, was recognized. Notoriety of blockade
in fact, and perhaps actual knowledge, are admitted in that case. But because a
special warning off was provided for in this notice of the blockade,
restoration [***15] was decreed. This Court said there, that they
could not perceive the reasons for this modification. Nevertheless, they held it
imperative. Here, the reasons are apparent.
III. This
seizure took place before Congress had convened to act in the premises. It was
made during that period when the President, casting about among doubtful
expedients, had used the navy, under the Acts of Congress for suppressing
insurrection and repelling invasion, and had used this force "in the nature of a
blockade." It is denied that during this period there was WAR, or that the
rights and obligations of war, either under the municipal or international law,
had arisen. Of consequence, blockade and the prize jurisdiction could not have
existed. The question here is, how can the United States, under the
Constitution, be involved in war? And, to admit for a moment a modern question,
who had the power to accept, recognize, or admit a state of war, so that such a
status will affect the people of the States, and foreign nations and their
subjects, with the consequences of war, municipally and internationally? How are
treaties suspended or abrogated? When are citizens residing in the several
States [***16] placed in the condition of alien enemies, or of
persons (nolens volens) identified with the Territory of a public enemy, in a
state of public war, whether foreign or civil?
And,
again, if this was not war, in any legal sense, who has the power of closing a
port of entry of the United States against the trade of a foreign nation, to
whom all ports of entry are open by treaty? This vessel and her cargo were
wholly Mexican. The Port of New Orleans was a port of entry, open to her, for
ingress and egress, and for all lawful commerce. How was it closed? It is clear
that it was not closed by legislation. Nor was the Treaty with Mexico, which
might have been suspended or abrogated by Act of Congress, (being only the
"supreme law of the land," in the same sense with such acts,) in any degree
disturbed by the National Legislature.
Now, this decree
of condemnation could only be founded upon one of two alternatives: seizure
under the municipal law, or capture under the international law, for violation,
or attempt at violation, of a blockade.
It is plain
that there was no municipal law by which it could be justified. The President
cannot make, alter, or suspend "the supreme law of [***17] the land;"
and this condemnation rests solely upon his authority.
IV. Was it capture? Blockade is a belligerent right. There must be war,
before there can blockade in the international sense, giving jurisdiction in
prize. There may be an interruption of commerce, "in the nature of a blockade."
But this is the exercise of the legislative power, and is purely municipal. The
distinction is plainly shown in Rose vs. Himely, (4 Cr., 272). But this
legislative power does not reside in the President. The Constitution, in its
first section, lays the corner-stone of the edifice it was erecting, declaring
that "all legislative powers herein granted shall be vested in a Congress of the
United States, which shall consist," &c. Therefore, it only remains to
inquire, was there war?
But it has been objected that
this question is not open here to this foreign claimant. This is a mistake. It
is a principle of the law of nations that "the sovereign power of the State has
alone the authority to make war." Wheat. on Captures, 40; Wildman, vol. 2, chap.
1. And Vattel (Lib. III, cap. 1, sec. 4) says: "The sovereign power has alone
the authority to make war. But as the different rights which [***18]
constitute this power, originally resident in the body of the nation, may be
separated or limited, according to the will of the nation, we are to seek the
power of making war in the particular Constitution of each State." And Bacon
(Ab. Tit. Prerogative) says: "It is intex jura summi imperii, and in England is
lodged in the King; though, as my Lord Hale says, it ever succeeds best when
done by parliamentary advice."
The counsel for the
United States, speaking for the President, take very bold and very alarming
positions upon this question. One of them testifies, in well-considered
rhetoric, his amazement that a judicial tribunal should be called upon to
determine whether the political power was authorized to do what it has done. He
is astounded that he should be required to "ask permission of your Honors for
the whole political power of the Government to exercise the ordinary right of
self-defence." He pictures to himself how the world will be appalled when it
finds that "one of our Courts" has decided that "the war is at an end." He tells
us that this is merely a Prize Court, and that the Prize Court sits "by
commission of the sovereign," merely as "an inquest to ascertain
whether [***19] the capture has been made according to the will and
intent of the sovereign." That, all the world over, the Courts merely construe
the acts of the political power. That war is only "a state of things." It is the
conflict of opposing forces, with guns and swords and bayonets, in large
numbers; and the Executive power being actually engaged in such conflict, war
exists conclusively for this "one of our Courts," sitting by "commission of the
sovereign."
Another of the learned counsel tells us
that "the sovereign has assumed the responsibility. His Prize Court has no
commission to thwart his purpose, or overrule his construction of the law of
nations." And he added a significant admonition -- that if "the pure and simple
function of the Prize Court be transcended, then the Court is no longer a Court
of the sovereign, but an ally of the enemy."
What place
is this, there such thoughts are uttered? If the question were asked literally,
and the dull walls of this old Sentate Hall could comprehend and answer, they
would give back in echoes the voices of departed patriots and statesmen -- "this
place is sacred to the Constitution of the United States."
But what tribunal is this? Is [***20] it "one of our
Courts?" Does it sit "by commission of the sovereign?" Who is its sovereign? And
what is its commission? It acknowledges the same sovereign, and none other, that
is sovereign of the President and of Congress -- the "respective States," and
"the people" thereof. It has the same commission, and none other, which gives
authority to the President and to Congress -- the Constitution. It arose at the
creation of this Government, coeval and coordinate with the Executive and
Legislature, independent of either or both. More, it was charged with the
sublime trust and duty of sitting in judgment upon their acts, for the
protection of the rights of individuals and of States, whenever "a case" should
come before it, as this has come, challenging the Constitutional authority of
such acts.
This is a Government created, defined, and
limited by a written Constitution, every article, clause, and expression in
which was pondered and criticized, as probably no document in the affairs of men
was ever before tested, refined, and ascertained. It is the office of this
Court, as an organic element of the Government, to construe this Magna Charta,
and to bring all cases which come before [***21] it to this test. So
that, as well by the peculiar quality of this Court, as by the clear doctrine of
the law of nations, the question is here to be put and answered, was there war?
Not, was there "a state of things" involving in point of fact all the deadly
machinery, and all "the pomp and circumstance" of war; but, had "the sovereign
power of the State" declared war; declared that it should exist, or that, by the
act of an enemy, it did already exist; war with its legal incidents municipal
and international?
In this first great experiment of a
written Constitution, of course it was explicitly and exclusively declared, in
words as plain as language affords, where this tremendous power should reside.
To Congress is entrusted the power "to declare war, grant letters of marque and
reprisal, and make rules concerning captures on land and water." Art. I., sec.
8, par. 11.
It is not pretended that at the time of
this so-called capture, Congress had declared that there should be war, or that
war existed, or had in any manner dealt with the question of war. The "state of
things" which the counsel for the Government call "war," had arisen in vacation.
But the Constitution had expressly [***22] provided for this case,
and plainly distinguished it from "war." This necessity for national defence or
offence, by military force, might arise by "insurrection or invasion." The
former is domestic, the letter foreign violence. But even in this latter case,
namely, an invasion by a foreign nation, in itself an act of war by that nation,
the Constitution did not depart from its inexorable rule that the country could
only be involved in the legal consequences of war by Act of Congress. It
contemplated temporary measures by the Executive. It authorized Congress "to
provide for calling forth the militia to execute the laws of the Union, suppress
insurrections, and REPEL INVASIONS." Art. I., sec. 8, par. 15. So that, side by
side, the two cases are distinctly provided for; the power to suppress
insurrections and repel invasions, which Congress might delegate to the
President by a general law (as it did); and the power to put the country in the
state of war, which was limited to Congress alone, acting upon the particular
case.
But it has been maintained that the Acts of
Congress passed subsequently to these seizures, have by retroaction recognized
and validated a previous state of [***23] war. This is utterly
inconsistent with the idea of a Government created by written Constitution. To
affirm that when a careful and scrupulous distribution of powers has been made
between the three great departments of free Government, either one may exercise
the powers of the other, and that a subsequent cession or approval by the
competent power will validate the act, is to convert the Constitution into a
mere shadow. The maxim between private principal and agent, "omnis ratihibitio,"
&c., cannot apply. The supposed "ratihibitio" is not by the principal who
speaks in the Constitution, but by another agent of the principal having no
right to delegate the special power. The matter then comes back necessarily to
the pure question of the power of the President under the Constitution. And this
is, perhaps, the most extraordinary part of the agreement for the United States.
It is founded upon a figure of speech, which is repugnant to the genius of
republican institutions, and, above all, to our written Constitution. It makes
the President, in some sort, the impersonation of the country, and invokes for
him the power and right to use all the force he can command, to "save the
life [***24] of the nation." The principle of self-defense is
asserted; and all power is claimed for the President. This is to assert that the
Constitution contemplated and tacitly provided that the President should be
dictator, and all Constitutional Government be at an end; whenever he should
think that "the life of the nation" is in danger. To suppose that this Court
would desire argument against such a notion, would be offensive.
It comes to the plea of necessity. The Constitution knows no such word.
When it pronounced its purpose "to form a perfect Union, establish justice,
secure domestic transquillity, provide for the common defense, promote the
general welfare, and secure the blessings of liberty to ourselves and our
posterity," it declared that to these ends the people did "ordain and establish
this Constitution." In this form, and by these means, and by this distribution
of powers, and not otherwise, did they provide for these ends; and they excluded
all others. Any other means and powers are not Constitutional, but
revolutionary.
The whole matter comes, then, to a few
propositions. To justify this condemnation, there must have been war at the time
of this so-called capture; [***25] not war as the old essayists
describe it, beginning with the war between Cain and Abel; not a fight between
two, or between thousands; not a conflict carried on with these or those
weapons, or by these or those numbers of men; but war as known to international
law -- war carrying with in the mutual recognition of the opponents as
belligerents; giving rise to the right of blockade of the enemy's ports, and
affecting all other nations with the character of neutrals, until they shall
have mixed themselves in the contest. War, in this, the only sense important to
this question, is matter of law, and not merely matter of fact.
But the Constitution, providing specially not only for armed opposition
to the law, and for insurrection, (embracing its largest proportions,) but also
for invasion by a foreign enemy, treats as totally distinct the question of war.
It contemplates all these contingencies. For the execution of the law, for
insurrection, and for invasion, (an act of war,) Congress provided by the Acts
of 1792, 1795, and 1807.
For the case of war, that is,
to put the country in a state of war, with the municipal and international
incidents of war, Congress did not provide; because [***26] the
Constitution confided that case to Congress, as exclusively and without power of
delegation, as it granted the judicial power to this Court and such inferior
tribunals as Congress might create. Congress had not declared war to begin, or
to exist already, at the date in question. Therefore, war did not exist;
blockade did not exist; and there could be no capture for breach of blockade, or
intent to break it.
The power of the Executive in
respect of insurrection and invasion is derived from the Constitution, and
cannot transcend the limits and provisions imposed by that instrument. The
President is Commander-in-Chief of the Army and Navy. He may use these forces in
case of opposition to the laws, insurrection, or invasion, as Congress has
provided. But when he has thus used the whole force of the nation, he has only
used a power which Congress is authorized to confer upon him in the special
cases enumerated in the Constitution. War is reserved to the judgment of
Congress itself, upon the actual case arisen.
The idea
of retroaction, validating the usurpation of authority is incompatible with the
theory of this Government, founded upon a written Constitution
distributing [***27] with exactness the powers which it confers.
Mr. Dana. The case of the Amy Warwick presents a single
question, which may be stated thus: At the time of the capture, was it competent
for the President to treat as prize of war property found on the high seas, for
the sole reason that it belonged to persons residing and doing business in
Richmond, Virginia?
There are certain propositions
applicable to war with acknowledged foreign nations, which must first be
established. An examination of the reasons on which those propositions rest will
aid in determining whether the propositions are also applicable to internal
wars. The general rule may be stated thus:
Property
found on the high seas, subject to the ownership and control of persons who
themselves reside in the territory of the enemy, and thus subject to the
jurisdiction and control of the enemy, is liable to capture as prize of war.
(Wheaton's Int. Law, 429, 400); (1 Kent's Comm. 56-60, 74-77); (3 Phillimore's
Int. Law, § 85, 483, 484); Halleck's Int. Law, 470-2, 701); The Amy Warwick, (24
Law Rep., 335); The Amy Warwick, (24 Law Rep., 494); Venus, (8 Cr. 280); Sally,
(8 Cr. 384); Frances, (8 Cr. 363); Bella Guidita, (1 Rob. [***28]
207); Gerasimo, (11 Moore Pr. C. 86; Aina, (38 Eng. Law & Eq. R. 600); Abo,
(29 Eng. Law & Eq. R. 594); Industrie, (33 Eng. Law & Eq. R. 572); Ida,
(Spinke's R. 33); Baltic, (11 Moore's Pr. C. 111); Brown vs. United States, 8
Cranch, 110); The Hallis Jackson, (Betts, J.); The N. Carolina, (Betts, J.);
Pioneer, (Betts, J.); Crenshaw, (Betts, J.); Gen. Green, (Betts, J.); Chester,
(2 Dall. 41); Thirty hdds. Sugar, (9 Cr. 191); Betsey, (2 Cr. 64); Mailey vs.
Shattuck (3 Cr. 488); Livingstone vs. M.I. Co., (7 Cr. 506); Escott, (1 Rob.
(203, n.); Lady Jane, (Rob., 202); Hoop, (1 Rob., 198); Indian Chief, (3 Rob.,
12); Danous, (4 Rob., 255 n.); Anna Catherina, (4 Rob., 107); President, (5
Rob., 277); The Meaco, (Grier, J.); The Marathon, (Grier, J.); The Amelia,
(Grier, J.); Edw. Barnard, (Betts, J.); S. Independence, (Sprague J.); Victoria,
(Sprague, J.); Charlotte, (Sprague, J.); Gen. Parkhill, (Cadwalader, J.)
The above cases will be found to sustain the following
propositions which I suppose will not be controverted, as applicable to cases of
war with a recognized foreign power, and therefore are not elaborated.
First, It is immaterial in such case, whether the owner of
the property [***29] has or has not taken part in the war, or given
aid or comfort to the enemy, under whose power he resides.
Second. It is immaterial whether he be or be not, by birth or
naturalization, a citizen or subject of the enemy; and if he be, whether he be
loyal to his sovereign, or in sympathy with and actually aiding the capturing
power.
Third. He may be a subject of a neutral
sovereign. He may even be a special and privileged resident, as consul of a
neutral power. Still, if property subject to his ownership and control, while he
so resides, is found at sea, engaged in commerce, though it be lawful commerce
with neutrals, it comes under the rule. Its capture is one of the justifiable
modes of coercing the enemy with whom he resides.
Fourth. The owner may even be a citizen of the country making the
capture; and there may be no evidence that he is disloyal to his own country, or
that his residence with the enemy is not accidental or forcible. These are
immaterial in quiries. The loss to him is immaterial, in the judicial point of
view. The recognized right to coerce the enemy power affects the property, as it
was situated when captured. The Court can look no farther. It is a
political [***30] question whether the exercise of the right shall be
insisted on.
Fifth. It is not necessary to show that
the property in the particular case, if not captured, or if restored, would in
fact have benefitted the enemy, and that its capture would tend to the injury of
the enemy. The laws of war go by general rules. Property in a certain
predicament is condemned, the general rule being founded on the experience and
concession that property so situated is or may be useful to the enemy in the
war, and that the rights of neutrals and the dictates of humanity do not forbid
its capture.
Sixth. It is not necessary that the
property shall be at the time on a voyage to or from the enemy's country. The
reason for the rule ordinarily seems stronger where the voyage is directly to
the enemy's country, so that but for the capture it would have been actually
subject to his control. But the rule is the same, wherever the vessel is bound.
We have a right to prevent commerce and its gains on the part of persons
residing in the territory of the enemy. And if the owner is friendly to the
power under which he lives, the proceeds, subject to order in a foreign port,
may be especially useful to that [***31] power.
I will now proceed to an examination of the reasons on which the
preceding propositions rest, and afterwards consider whether those reasons are
not equally applicable to an internal war.
WAR is
simply the exercise of force by bodies politic, or bodies assuming to be bodies
politic, against each other, for the purpose of coercion. The means and modes of
doing this are called belligerent powers. The customs and opinions of modern
civilization have recognized certain modes of coercing the power you are acting
against as justifiable. Injury to private persons or their property is avoided
as far as it reasonably can be. Wherever private property is taken or destroyed,
it is because it is of such a character, or so situated, as to make its capture
a justifiable means of coercing the power with which you are at war. For war is
not upon the theory of punishing individuals for offences, on the contrary
(except for violations of rules of war), it ignores jurisdiction, penalties and
crimes, and is only a system of coercion of the power you are acting against.
If, then, the hostile power has title or direct interest
in the property, as if it is public property, it is, of course,
[***32] liable to capture.
If the property
is of a character ordinarily used in war, and in the possession of that power,
or on its way to his possession, it is liable to capture. In such case it is
immaterial in whom is the title.
The hostile power has
an interest in the private property of all persons living within its limits or
control; for such property is a subject of taxation, contribution, confiscation
and use, with or without compensation. But the humanity of modern times has
abstained from the taking of private property not liable to use in war, when on
land. Some of the reasons for this, are, the infinite varieties of its
character, the difficulty of discriminating among these varieties, the need of
much of it to support the life of non-combatant persons and animals, and, above
all, the moral dangers attending searches and captures in households. But on the
high seas, these reasons do not apply. Strictly personal effects are not taken.
Merchandise sent to sea, is sent voluntarily, embarked by merchants on an
enterprise of profit taking the risks, is in the custody of men trained and paid
for the business, and its value is usually capable of compensation in money. The
sea [***33] is res omnium. It is the common field of war, as well as
of commerce. The object of maritime commerce is the enriching of the owner by
the transit over the common field, and it is the most usual object of revenue to
the power under whose government the owner resides.
For
these and other reasons, the rule of coercion by capture is applied to private
property at sea. If the power with which you are at war has such an interest in
its transit, arrival or existence, as to make its capture one of the fair modes
of coercion, you may take it. The reason why you may capture it is that it is a
justifiable mode of coercing the power with which you are at war. The fact which
makes it a justifiable mode of coercing that power, is that the owner is
residing under his jurisdiction and control.
It is
therefore evident, from this course of reasoning, that the capture in case of
enemy property does not rest at all on any actual or constructive criminality or
hostility of the owner. Suppose him to be a neutral, he has a right to reside
with your enemy, and trade to and from thence, as against all your laws and the
laws of war. If he is a loyal subject of your own, and is accidentally or
forcibly [***34] detained in your enemy's country, and even is
struggling to get away, his property is liable to capture, on this general
principle. It is for the political power alone to say whether it will forego the
condemnation. The Courts must adjudicate it to be a lawful prize. If he be a
born and willing subject of your enemy, your right to capture is none the
greater, nor is the legal reason for the capture different, though the reason
may be more gratifying to the moral sense, and the capture more satisfactory. If
the trader residing there is suspected of disaffection to that power, and of
affection for you, his property is all the more likely to be subjected to
contributions, if not actual confiscation by your enemy. He is not his own
master, still less the master of his property. He and it are under your enemy's
jurisdiction and control. You may capture it and refuse to restore it to the
claimant, while he so resides and the war lasts, even if you compensate or
remunerate him afterwards. But that is a political question. The Courts can only
condemn it, if the political power asks for its condemnation.
Such being the rules applicable to external wars, and such the reasons
on which [***35] the rules rest, we come to the question whether they
are not equally applicable to internal wars?
But,
first, the following general rule is established on authority.
In internal wars, it is competent for the sovereign to exercise
belligerent powers generally. Rose vs. Himely, (4 Cranch, 272); Cherriot vs.
Foussett, (3 Binney, 253); Dobrie vs. Napier, (3 Scott, 225); Santissima
Trinidad, (7 Wheat., 306); United States vs. Palmer, (3 Wheat., 635); (Wheaton's
International Law, p. 363, 5); (Grotius de Jure Belli, Prol. sec. 25);
Burlamaqui, (N. & P.L., 263); 2 Rutherf. Inst., 503); (Hay & Marriot.
47, 23, 197, 216, 78, 94, 83); Bynk, L. of W., (3 Hall's L.J., p. 11); The
Admiral, (Grier, J., Law Int., Sep. 19, 1862); The Marathon, (Grier, J.); The
Meaco, (Grier, J.); The Amelia, (Grier, J.); Amy Warwick, (24 Law Rep., 335,
494); Gen. Parkhill, (Cadwalader, J.); Tropic Wind, (Dunlop, J.); Hiawatha,
Hallis Jackson, Crenshaw, N. Carolina, etc., (Betts, J.)
None of the above cited cases make any distinction among belligerent
powers, but treat them all as equally open to the sovereign in case of internal
war.
The reasons on which the rules respecting
belligerent powers rest, are applicable [***36] to internal wars as
well as to external wars.
(1.) The object of the
sovereign is to coerce the power which is organized against him, and making war
upon him.
(2.) This power exercises jurisdiction and
control de facto, and claims it de jure over the territory. It compels
obedience, and exacts allegiance from all inhabitants of the territory, without
respect to their wishes. It compels each inhabitant to pay taxes and imposts
upon his property, to aid in the war, and makes his property liable to
contribution or confiscation. This power therefore has the same interest in the
merchandise of an inhabitant of the territory at sea, for the purposes of the
war, as if it were an acknowledged sovereign. And the parent state has the same
interest in the capture of the property, for the purpose of coercing the rebel
power.
(3.) The right of the sovereign to capture it
jure belli, is not derived from any actual or presumed disloyalty or criminality
of the owner. It is equally immaterial, as in a foreign war, whether the owner
is a citizen, alien or friend. Whether in other respects he has taken part in
the war, or on which side. Whether the rebel power considers him faithful to
them, [***37] or suspects him, or has him in prison as a traitor.
The test and the reason is the predicament of the property.
(4.) If the owner was hostile to the de facto government under which he
lives, and they had actually declared the property in question to be
confiscated, before its capture, it would not be doubted that it was subject to
capture. But their laws and rules respecting allegiance, obedience,
contribution, confiscation and taxation, govern and affect this property, in
fact (although, the sovereign will not admit de jure), so long as it is out of
the actual custody and control of the parent sovereign.
(5.) It does not follow from his residence that the owner of the
property in civil wars, owes general allegiance to the sovereign. He may be an
alien, or even a mercenary soldier, or a political agent of some power that has
recognized the rebels as a nation.
(6.) Suppose a part
of a sovereign's dominions are wrested from him in public war, and his enemy
establishes a civil as well as military government over it, and claims it as his
own, and the local authorities and a majority of the inhabitants acquiesce in
the new dynasty, and it is established de facto, can it be
doubted [***38] that it is competent for the sovereign to capture
property of its inhabitants, at sea, as a means of coercion of the power
possessing it?
It is still a political question with
the sovereign, whether he will capture such property, and if condemned, whether,
after a peace, he will compensate the owner, on proof of merit.
I will now consider certain objections made to the application to
internal wars of the doctrine of enemy's property.
(1.)
It is objected that the exercise of this power is inconsistent with the claim to
civil jurisdiction over the owner.
Not more so than in
foreign war. There the property of a subject is liable to capture, if it is in a
certain predicament, e.g. if it is the peculiar product of enemy territory, and
exported thence, or if the owner resides (however unwillingly) in the enemy's
territory and under his jurisdiction.
(2.) It is
objected that so the property of a loyal citizen may be condemned.
Not more so, than in foreign war. The property in the
given predicament may belong to a loyal friend and subject, or an indifferent
neutral. It is a political question whether the right shall be exerted over all
such property, on reasons of general policy, [***39] or whether
exceptions shall be made in case the owner so resident is loyal to us, or
sympathizes with us.
(It is worthy of remark that the
sovereign can exercise these belligerent powers at first, if ever. The lapse of
time gives him no new rights of war. The recognition of the rebel state as
belligerent by foreign powers, confers no right on the sovereign. It only
recognizes an existing right. The recognition of rebel States as sovereign by
foreign powers, confers on the sovereign no new war power. The moment he ceases
to claim jurisdiction over the rebel territory, the war ceases to be a civil
war, and becomes an international war.
The objections
really amount to this, that war powers can never be exercised in civil wars, at
any stage, except by the rebels.
According to this
theory, if the civil war is one in which each party claims to be the state,
neither can exercise belligerent powers. If neither makes that claim, both may
exercise them. If one claims to be the state, and the other does not, (as in
this case,) the latter only can exercise them.)
(3.) It
is contended that if the owner is a traitor, his property is exempt from
confiscation by the Constitution. Art. [***40] 3, sec. 3 and the Act
1790, ch. 9, sec. 24.
But there is no allegation or
evidence that the claimants of this property are traitors. The Government has
never treated or proceeded against them as such. And if they be traitors, they
cannot compel the Government to proceed against them by indictment as traitors,
and bring them within the clause of the Constitution. It cannot be admitted that
the clause of the Constitution would exempt their personal property from
confiscation, by proof on their part, of the commission of treason by them, if
they were not proceeded against as traitors.
(4.) If it
is objected that a traitor cannot personally be treated as a belligerent, or as
levying war, I answer that the Constitution not only contemplates that treason
may take the form of war, but confines treason, under our laws, to acts of such
character and magnitude as amount to "levying war against the United States," or
aiding those who are so levying war. Constitution, art. 3, sec. 3.
Having then established the position that in internal wars
the sovereign may exercise belligerent powers, and that captures on the high
seas on the ground of enemy's property form no exception to the rule,
[***41] and are equally open to him with other powers, we come to
consider what must be the condition of territory on which the owner resides to
make his property enemy's property within the meaning of the law of prizes.
First. What is the rule in the case of external wars?
It is not necessary that the residence should be within
the regular dominions of the enemy, as they were when the war began, or as they
shall have since been established by treaty or public law.
It is sufficient if the territory is in the permanent occupation of the
enemy, who has established himself there, not avowedly for temporary purposes,
but to hold so long as war shall enable him to hold it. If the enemy has
established a civil and military government over it, and claims and exacts
allegiance from all inhabitants, levies taxes, &c., the case admits of no
doubt. Gerasimo, (11 Moore Pr. C. 101, cases there cited); U. States vs. Rice,
(4 Wheat. 246); The Meaco, (Grier, J.); Amy Warwick, ( Sprague, J., 24 Law Rep.,
335); Thirty hhds. sugar, (9 Cr. 191.)
The principles
will be found fully discussed in the case of the Gerasimo, supra.
The reason of the rule is this: The property must either
be condemned or [***42] restored to the claimant. If restored, it
goes under his legal control. He is a resident of the enemy's country, and this
property, so restored, would go into the control of the enemy and add to his
resources. The object of maritime capture is to straiten and reduce the enemy's
means and resources. Ex. gr. if this ship had been permitted to go to Richmond,
she and her cargo would have paid duties to the rebel government. They could
have taken the vessel for military purposes. They could have taken the cargo for
military necessities, with or without compensation as they should see fit. If
they regarded the owner as an enemy, they could take it as a prize of war, or by
way of confiscation.
(The law of prize of war, which
condemns property that even by misfortune of a friendly owner, is impressed with
a hostile character, or is going, when captured, into enemy's control, or will
so go if restored, must not be confounded with municipal forfeiture or
confiscation, which is usually penal or punitive for some offence of the
owner.)
These reasons show that they are equally
applicable to internal wars. The test is whether the residence of the owner is
under the established de facto [***43] jurisdiction and control of
the enemy.
In the Castine case, (U.S. vs. Rice, supra)
there can be no doubt that it was competent for our Government to capture a
vessel bound into that port in that state of things, and belonging to a person
residing there, without reference to whether he was as to his general political
allegiance, a citizen of the United States, or a neutral alien, or a British
subject.
It is not necessary to draw a fine line as to
what is to be deemed enemy's territory, for the purpose of deciding this case,
-- if the above principles are applicable to internal war. I suppose it will be
conceded that the nature and character of the occupation of Richmond, Va., was
more than sufficient to constitute it enemy's territory, within the meaning of
the rule.
We are now brought to another branch of the
question before the Court.Conceding that the Sovereign may exercise belligerent
powers in internal wars, and that capture on the ground of enemy's property is
among those powers, and that Richmond was enemy's territory -- it is still
contended that under our Constitution, the exercise of these powers was not made
by the proper authorities, and in the proper state of things.
[***44]
It is contended that the President
cannot exercise war powers until Congress shall first have "declared war," or,
at least, done some act recognizing that a case exists for the exercise of war
powers, and of what war powers.
There is nothing in the
distribution of powers under our Constitution which makes the exercise of this
war power illegal, by reason of the authority under which this capture was
made.
I. It is not necessary to the exercise of war
powers by the President, in a case of foreign war, that there should be a
preceding act of Congress declaring war.
The
Constitution gives to Congress the power to "declare war."
But there are two parties to a war. War is a state of things, and not
an act of legislative will. If a foreign power springs a war upon us by sea and
land, during a recess of Congress, exercising all belligerent rights of capture,
the question is, whether the President can repel war with war, and make
prisoners and prizes by the army, navy and militia which he has called into
service and employed to repel the invasion, in pursuance of general acts of
Congress, before Congress can meet? or whether that would be illegal?
In the case of the Mexican [***45] war, there
was only a subsequent recognition of a state of war by Congress; yet all the
prior acts of the President were lawful acts of war.
It
is enough to state the proposition. If it be not so, there is no protection to
the State.
The question is not what would be the result
of a conflict between the Executive and Legislature, during an actual invasion
by a foreign enemy, the Legislature refusing to declare war. But it is as to the
power of the President before Congress shall have acted, in case of a war
actually existing. It is not as to the right to initiate a war, as a voluntary
act of sovereignty. That is vested only in Congress.
II. In case of civil war, the President may, in the absence of any Act
of Congress on the subject, meet the way by the exercise of belligerent maritime
capture.
The same overwhelming reasons of necessity
govern this position, as the preceding.
This position
has been recognized by every Court into which the prize causes have been brought
in this country, by Judge Dunlop, the District of Columbia; Judge Giles, in
Maryland; Judge Marvin, in Florida; Judge Betts, in New York; Judge Sprague, in
Massachusetts; Judge Cadwalader, in Pennsylvania. [***46]
There are general Acts of Congress clothing the President
with power to use the army and navy to suppress insurrections. Act 1795, ch. 36,
sec. 2; Act 1807, ch. 39.
And it must be admitted that
the function of using the army and navy for that purpose is an Executive
function. But it is contended that before they are used as belligerent powers,
before captures can be made, on grounds of blockade and enemy property, Congress
must pass upon the case, and determine whether the powers shall be exerted.
Now, if Congress must so adjudge in the first instance,
why not throughout the war? Civil wars change their character, from day to day
and place to place. Congress should be a council of war in perpetual session, to
determine when, how long, and how far this or that belligerent right shall be
exerted.
The function to use the army and navy being in
the President, the mode of using them, within the rules of civilized war fare,
and subject to established laws of Congress, must be subject to his discretion
as a necessary incident to the use, in the absence of any Act of Congress
controlling him.
III. The were no Acts of Congress at
the time of this capture (July 10, 1861,) in any [***47] way
controlling this discretion of the President.
IV. Since
the capture, Congress has recognized the validity of these acts of the
President.
The Act Aug. 6, 1861, ch. 63, sec. 3,
legalizes, among other things, the proclamations, acts and orders of the
President respecting the navy. This includes the blockades, and the orders
respecting captures.
The Act March 25, 1862, ch. 50,
regulating prize proceedings, in sec. 5, recognizes prize causes as "now
pending" in the Courts.
The proclamations make the
blockades belligerent acts, and not municipal surveillance. They are declared to
be "in pursuance of the law of nations," and guaranteed to be made effective and
actual, and provision is made for warning.
They had
been always treated as blockades under the laws of way, by the Executive, by the
Courts and by neutral powers, before the passage of this Act.
Act July 17, 1862, ch. 204, sec. 12, recognizes prize causes as now
pending, and regulates them; and recognizes decrees of condemnation in pending
cases.
The Resolution of July 17, 1862 (No. 65),
regulates the custody of prize money now in the Registry of the Courts.
When these acts were passed, Congress knew that
great [***48] numbers of captures had been made, solely on the ground
of "enemy property;" that the President had, through the several U.S. Attorneys,
asked for their condemnation; that they had been condemned, solely on that
ground, in all the chief districts; that condemnation on that ground had been
refused in none; and that the proceeds of prizes condemned as enemy property
were in the Treasury awaiting distribution.
All the
acts for the increase of the army and navy, and for raising volunteers, speak of
this state of things as a "war."
It is contended that
the Act of July, 1861, ch. 3, secs. 5 and 6, is an action by Congress on the
subject, inconsistent with condemnation of this property.
To this, I reply:
I. The capture, in this
case, was before the passage of the act. The statute does not retroact.
It is an established rule to interpret statutory law as
taking effect from its passage, not as varying the law or its administration by
retroactive operations. Matthews vs. Zane, (7 Wheat., 211); 1 Kent's Com., 455,
notes.
The statute does not in its terms contemplate a
retroactive effect, but rather the reverse. Congress at the time of passing it
knew that the President had exercised, [***49] as of right, full
belligerent power to capture at sea on all the recognized grounds of war, --
contraband, breach of blockade, and enemy property; and that the Courts were
entertaining prize jurisdiction on those grounds.
Under
such circumstances, if Congress intended to make void all those acts, it should
be expressed in terms, unless it were necessarily and unavoidably the result of
the statute, construed with all the established presumptions against
retroaction.
All the Courts of the United States which
have acted on prize causes since the passage of the act, have construed it as
not retroactive.
II. There is no inconsistency in
Congress, declining to act on the exercise of war powers by the President in the
past, and at the same time making new and special provisions, qualifying or
altering the mode of exercising those powers after a future event.
III. To give it a retroactive effect, would render this
statute inconsistent with the Act of August 6th, 1861, ch. 63, sec. 3.
IV. The Act of 13th of August, 1861, does not relate to
belligerent captures and prizes. It provides for civil forfeitures and
confiscations, in the exercise of civil jurisdiction.
(1.) The terms [***50] "captures" and "prize" are not used.
The terms are "seizure," "forfeiture," and "confiscation." The former are terms
of war, the latter, of civil proceedings. Park on Ins. c. 4, p. 73; 2 Arnould on
Ins. § 303; Richardson vs. M.F. & M.I. Co., (6 Mass., 108); Constitution of
United States, Art. 1, sec. 8; Higginson vs. Pomeroy, (11 Mass., 110); Black vs.
Marine I. Co., (11 Johns., 292); Thompson vs. Reed, (12 S. & R., 443);
Halleck's Int. Law, ch. 12, § 14; Halleck's Int. Gov., c. 30; Rhinelander vs. I.
Co. of Pa., (4 Cr., 42, 44); Carrington vs. Merch. I. Co., (8 Pet., 518, 519);
Bradstreet vs. Neptune I. Co., (3 Sumner, 605, 616); Davison vs. Seal Skins, (2
Paine, 324).
(2.) The Secretary of the Treasury has
full powers of remission of the "forfeitures," as in revenue cases, under Act of
1797, ch. 13, vol. 1, p. 506. This he may do, by general regulations of the
Treasury Department. This is unknown to prize or belligerent proceedings, and
inapplicable to them.
(3.) Sec. 9 gives jurisdiction
over the "forfeitures," to certain Courts, which would be unnecessary if these
were cases of prize.
(4.) The prize laws give an
interest to the captors. Under this statute, the title [***51] rests
in the United States by "forfeiture."
(5.) Sec. 6
introduces a principle unknown to prize law, to wit: That the whole vessel is
condemned, on the sole ground that the owner of a part resided in enemy's
territory. Congress can hardly have intended that.
That
such is the true construction of the section, appears from the debates at the
time of its passage.
This construction has been put
upon it by the Courts, and the Treasury has adopted it, and authorized a
remission of the forfeiture of the shares owned by residents in loyal States,
under certain circumstances.
The true construction of
the act, I respectfully submit to be this:
It is not an
act specially providing for the present rebellion or, in terms, alluding to it.
It is a general act, applicable to all times, and to rebellions or civil wars,
of every possible character. The President might or might not, at his option,
apply it to the present rebellion by issuing or not his proclamation. The act is
applicable, at the option of any President, to a rebellion which is carried on
under State authority, and it is applicable to no other.
Property may often be so situated as to become the subject both of
condemnation [***52] as prize of war, and forfeiture by civil law. In
that case, the prize law has the precedence. The cases of the Rapid, St.
Lawrence, Alexander, and Joseph, in (1 Galli son's Rep.)
In further proof that this statute was not intended to establish or
regulate or modify or affect the law of prize, it is observable that it touches
small portions of entire matters over which the President had been exercising
the right of belligerent capture, and has exercised them still without objection
by Congress.
Sec. 6 does not forfeit vessels of persons
residing in the rebel States, if found in the ports of those States. A rebel
man-of-war could not be forfeited under that act if found in their own ports,
nor if found elsewhere, if the title was in a neutral or a citizen of a loyal
State. (Nor could it be condemned under the Act of August 6th, 1861, unless the
owner of the vessel knowingly allowed it to be used in the war.)
Sec. 5 forfeits no property unless passing between the designated
States and the other States. If found in the rebel States, or passing between
rebel States, it is not forfeited, even if it be contravened of war. (Nor would
it be forfeited if found there, under the Act [***53] of August 6th,
1861, unless the owner had knowingly allowed it to be used in the war.) If found
at sea, passing between two rebel States, or between a rebel State and a neutral
port, it would escape. Under this statute, no property could be seized for
breach of blockade, unless passing between a rebel and a loyal State; no vessel
could be seized for breach of blockade unless it was not only passing between a
rebel and a loyal State, but carrying cargo; and the fact that the property was
contraband would not forfeit it or the vessel carrying it, if it was bound from
a neutral port.
That the rebellion had come to a state
requiring the exercise by us of the war powers of blockade and capture, has been
passed upon by the political department of the Government, -- by both the
Executive and Legislative branches. That is conclusive on the Courts.
President's proclamations of April 15, April 19, 1861, and April 27, May 3,
1861; Acts of Congress, Aug. 6, 1861, ch. 63, sec. 3; March 25, 1862, ch. 50;
and July 17, 1862, ch. 234, sec. 12.
Whether a
particular place, which the owner of the vessel inhabits, is enemy's territory,
is for the Court to decide. The Gerasimo, (11 Moore, Pr. C., [***54]
101).
If the political department of the Government has
decided that question, that is, of course, conclusive on the Courts.
If it has not been passed upon by the political
department, the Court must decide it as a question of fact.
In this case, the political department decided that Richmond was in
enemy territory, on the 10th of July, 1861. Proclamation of April 27, 1861, and
Aug. 16, 1861; Act of Congress of Aug. 6, 1861, ch. 63, sec. 3.
We are brought, then, to three propositions: --
I. The right to capture, on the high seas, the property of persons
residing in the enemy's territory, may be exercised in internal war.
II. In the present war, that right has been exercised by
an authority which this Court must deem competent.
III.
Richmond, Virginia, was enemy's territory, within the meaning of the law of
prize, jure belli, at the time of this capture.
OPINIONBY: GRIER
OPINION:
[*665] [**476] Mr. Justice GRIER. There are certain
propositions of law which must necessarily affect the ultimate decision of these
cases, and many others, which it will be proper to discuss and decide before we
notice the special facts peculiar to each.
They are,
1st. Had the President [***55] a right to institute a blockade of
ports in possession of persons in armed rebellion against the Government, on the
principles of international law, as known and acknowledged among civilized
States?
2d. Was the property of persons domiciled or
residing within those States a proper subject of capture on the sea as "enemies'
property?"
I. Neutrals have a right to challenge the
existence of a blockade de facto, and also the authority of the party exercising
the right to institute it. They have a right to enter the ports
[*666] of a friendly nation for the purposes of trade and commerce,
but are bound to recognize the rights of a belligerent engaged in actual war, to
use this mode of coercion, for the purpose of subduing the enemy.
That a blockade de facto actually existed, and was
formally declared and notified by the President on the 27th and 30th of April,
1861, is an admitted fact in these cases.
That the
President, as the Executive Chief of the Government and Commander-in-chief of
the Army and Navy, was the proper person to make such notification, has not
been, and cannot be disputed.
The right of prize and
capture has its origin in the "jus belli," and is governed [***56]
and adjudged under the law of nations. To legitimate the capture of a neutral
vessel or property on the high seas, a war must exist de facto, and the neutral
must have a knowledge or notice of the intention of one of the parties
belligerent to use this mode of coercion against a port, city, or territory, in
possession of the other.
Let us enquire whether, at the
time this blockade was instituted, a state of war existed which would justify a
resort to these means of subduing the hostile force.
War has been well defined to be, "That state in which a nation
prosecutes its right by force."
The parties belligerent
in a public war are independent nations. But it is not necessary to constitute
war, that both parties should be acknowledged as independent nations or
sovereign States. A war may exist where one of the belligerents, claims
sovereign rights as against the other.
Insurrection
against a government may or may not culminate in an organized rebellion, but a
civil war always begins by insurrection against the lawful authority of the
Government. A civil war is never solemnly declared; it becomes such by its
accidents -- the number, power, and organization of the persons
who [***57] originate and carry it on. When the party in rebellion
occupy and hold in a hostile manner a certain portion of territory; have
declared their independence; have cast off their allegiance; have organized
armies; have commenced hostilities [*667] against their former
sovereign, the world acknowledges them as belligerents, and the contest a war.
They claim to be in arms to establish their liberty and independence, in order
to become a sovereign State, while the sovereign party treats them as insurgents
and rebels who owe allegiance, and who should be punished with death for their
treason.
The laws of war, as established among nations,
have their foundation in reason, and all tend to mitigate the cruelties and
misery produced by the scourge of war. Hence the parties to a civil war usually
concede to each other belligerent rights. They exchange prisoners, and adopt the
other courtesies and rules common to public or national wars.
"A civil war," says Vattel, "breaks the bands of society and
government, or at least suspends their force and effect; it produces in the
nation two independent parties, who consider each other as enemies, and
acknowledge no common judge. Those two [***58] parties, therefore,
must necessarily be considered as constituting, at least for a time, two
separate bodies, two distinct societies. Having no common superior to judge
between them, they stand in precisely the same predicament as two nations who
engage in a contest and have recourse to arms.
"This
being the case, it is very evident that the common laws of war -- those maxims
of humanity, moderation, and honor -- ought to be observed by both parties in
every civil war. Should the sovereign conceive he has a right to hang up his
prisoners as rebels, the opposite party will make reprisals, &c., &c.;
the was will become cruel, horrible, and every day more destructive to the
nation."
As a civil war is never publicly proclaimed,
eo nomine against insurgents, its actual existence is a fact in our domestic
history which the Court is bound to notice and to know.
The true test of its existence, as found in the writing of the sages of
the common law, may be thus summarily stated: "When the regular course of
justice is interrupted by revolt, rebellion, or insurrection, so that the Courts
of Justice cannot be kept open, civil war exists and hostilities may be
prosecuted [*668] on [***59] [**477] the same
footing as if those opposing the Government were foreign enemies invading the
land."
By the Constitution, Congress alone has the
power to declare a national or foreign war. It cannot declare was against a
State, or any number of States, by virtue of any clause in the Constitution. The
Constitution confers on the President the whole Executive power. He is bound to
take care that the laws be faithfully executed. He is Commander-in-chief of the
Army and Navy of the United States, and of the militia of the several States
when called into the actual service of the United States. He has no power to
initiate or declare a war either against a foreign nation or a domestic State.
But by the Acts of Congress of February 28th, 1795, and 3d of March, 1807, he is
authorized to called out the militia and use the military and naval forces of
the United States in case of invasion by foreign nations, and to suppress
insurrection against the government of a State or of the United States.
If a war be made by invasion of a foreign nation, the
President is not only authorized but bound to resist force by force. He does not
initiate the war, but is bound to accept the challenge [***60]
without waiting for any special legislative authority. And whether the hostile
party be a foreign invader, or States organized in rebellion, it is none the
less a war, although the declaration of it be "unilateral." Lord Stowell (1
Dodson, 247) observes, "It is not the less a war on that account, for war may
exist without a declaration on either side. It is so laid down by the best
writers on the law of nations. A declaration of was by one country only, is not
a mere challenge to be accepted or refused at pleasure by the other."
The battles of Palo Alto and Resaca de la Palma had been
fought before the passage of the Act of Congress of May 13th, 1846, which
recognized "a state of war as existing by the act of the Republic of Mexico."
This act not only provided for the future prosecution of the war, but was itself
a vindication and ratification of the Act of the President in accepting the
challenge without a previous formal declaration of war by Congress.
This greatest of civil wars was not gradually developed by
[*669] popular commotion, tumultuous assemblies, or local
unorganized insurrections. However long may have been its previous conception,
it nevertheless sprung [***61] forth suddenly from the parent brain,
a Minerva in the full panoply of war. The President was bound to meet it in the
shape it presented itself, without waiting for Congress to baptize it with a
name; and no name given to it by him or them could change the fact.
It is not the less a civil war, with belligerent parties
in hostile array, because it may be called an "insurrection" by one side, and
the insurgents be considered as rebels or traitors. It is not necessary that the
independence of the revolted province or State be acknowledged in order to
constitute it a party belligerent in a war according to the law of nations.
Foreign nations acknowledge it as war by a declaration of neutrality. The
condition of neutrality cannot exist unless there be two belligerent parties. In
the case of the Santissima Trinidad, (7 Wheaton, 337,) this Court say; "The
Government of the United States has recognized the existence of a civil war
between Spain and her colonies, and has avowed her determination to remain
neutral between the parties. Each party is therefore deemed by us a belligerent
nation, having, so far as concerns us, the sovereign rights of war." (See also 3
Binn., 252.)
As soon [***62] as the news of
the attack on Fort Sumter, and the organization of a government by the seceding
States, assuming to act as belligerents, could become known in Europe, to wit,
on the 13th of May, 1861, the Queen of England issued her proclamation of
neutrality, "recognizing hostilities as existing between the Government of the
United States of America and certain States styling themselves the Confederate
States of America." This was immediately followed by similar declarations or
silent acquiescence by other nations.
After such an
official recognition by the sovereign, a citizen of a foreign State is estopped
to deny the existence of a war with all its consequences as regards neutrals.
They cannot ask a Court to affect a technical ignorance of the existence of a
war, which all the world acknowledges to be the greatest civil war known in the
history of the human race, and thus cripple the [*670] arm of the
Government and paralyze its power by subtle definitions and ingenious
sophisms.
The law of nations is also called the law of
nature; it is founded on the common consent as well as the common sense of the
world. It contains no such anomalous doctrine as that which this
Court [***63] are now for the first time desired to pronounce, to
wit: That insurgents who have risen in rebellion against their sovereign,
expelled her Courts, established a revolutionary government, organized armies,
and commenced hostilities, are not enemies because they are traitors; and a war
levied on the Government by traitors, in order to dismember and destroy it, is
not a war because it is an "insurrection."
Whether the
President in fulfilling his duties, as Commander in-chief, in suppressing an
insurrection, has met with such armed hostile resistance, and a civil war of
such alarming proportions as will compel him to accord to them the character of
belligerents, is a question to be decided by him, and this Court must be
governed by the decisions and acts of the political department of the Government
to which this power was entrusted. "He must determine what degree of force the
crisis demands." The proclamation of blockade is itself official and conclusive
evidence to the Court that a state of war existed which demanded and authorized
a recourse to such a measure, under the circumstances peculiar to the case.
The correspondence of Lord Lyons with the Secretary of
State admits the fact [***64] and concludes the question.
If it were necessary to the technical existence of a war,
that it should have a legislative sanction, we find it in almost every act
passed at the extraordinary session of the Legislature of 1861, which was wholly
employed in enacting laws to enable the Government to prosecute
[**478] the war with vigor and efficiency. And finally, in 1861, we
find Congress "ex major cautela" and in anticipation of such astute objections,
passing an act "approving, legalizing, and making valid all the acts,
proclamations, and orders of the President, &c., as if they had been issued
and done under the previous express authority and direction of the Congress of
the United States."
[*671] Without
admitting that such an act was necessary under the circumstances, it is plain
that if the President had in any manner assumed powers which it was necessary
should have the authority or sanction of Congress, that on the well known
principle of law, "omnis ratihabitio retrotrahitur et mandato equiparatur," this
ratification has operated to perfectly cure the defect. In the case of Brown vs.
United States, (8 Cr., 131, 132, 133,) Mr. Justice Story treats of this subject,
[***65] and cites numerous authorities to which we may refer to
prove this position, and concludes, "I am perfectly satisfied that no subject
can commence hostilities or capture property of an enemy, when the sovereign has
prohibited it. But suppose he did, I would ask if the sovereign may not ratify
his proceedings, and thus by a retroactive operation give validity to them?"
Although Mr. Justice Story dissented from the majority of
the Court on the whole case, the doctrine stated by him on this point is correct
and fully substantiated by authority.
The objection
made to this act of ratification, that it is expost facto, and therefore
unconstitutional and void, might possibly have some weight on the trial of an
indictment in a criminal Court. But precedents from that source cannot be
received as authoritative in a tribunal administering public and international
law.
On this first question therefore we are of the
opinion that the President had a right, jure belli, to institute a blockade of
ports in possession of the States in rebellion, which neutrals are bound to
regard.
II. We come now to the consideration of the
second question. What is included in the term "enemies' property?"
[***66]
Is the property of all persons
residing within the territory of the States now in rebellion, captured on the
high seas, to be treated as "enemies' property" whether the owner be in arms
against the Government or not?
The right of one
billigerent not only to coerce the other by direct force, but also to cripple
his resources by the seizure or destruction of his property, is a necessary
result of a state of war. Money and wealth, the products of agriculture and
commerce, [*672] are said to be the sinews of war, and as necessary
in its conduct as numbers and physical force. Hence it is, that the laws of war
recognize the right of a belligerent to cut these sinews of the power of the
enemy, by capturing his property on the high seas.
The
appellants contend that the term "enemy" is properly applicable to those only
who are subjects or citizens of a foreign State at war with our own. They quote
from the pages of the common law, which say, "that persons who wage war against
the King may be of two kinds, subjects or citizens. The former are not proper
enemies, but rebels and traitors; the latter are those that come properly under
the name of enemies."
They insist, moreover,
[***67] that the President himself, in his proclamation, admits that
great numbers of the persons residing within the territories in possession of
the insurgent government, are loyal in their feelings, and forced by compulsion
and the violence of the rebellious and revolutionary party and its "de facto
government" to submit to their laws and assist in their scheme of revolution;
that the acts of the usurping government cannot legally sever the bond of their
allegiance; they have, therefore, a correlative right to claim the protection of
the government for their persons and property, and to be treated as loyal
citizens, till legally convicted of having renounced their allegiance and made
war against the Government by treasonably resisting its laws.
They contend, also, that insurrection is the act of individuals and not
of a government or sovereignty; that the individuals engaged are subjects of
law. That confiscation of their property can be effected only under a municipal
law. That by the law of the land such confiscation cannot take place without the
conviction of the owner of some offence, and finally that the secession
ordinances are nullities and ineffectual to release any
citizen [***68] from his allegiance to the national Government, and
consequently that the Constitution and Laws of the United States are still
operative over persons in all the States for punishment as well as
protection.
This argument rests on the assumption of
two propositions, [*673] each of which is without foundation on the
established law of nations. It assumes that where a civil war exists, the party
belligerent claiming to be sovereign, cannot, for some unknown reason, exercise
the rights of belligerents, although the revolutionary party may. Being
sovereign, he can exercise only sovereign rights over the other party. The
insurgent may be killed on the battle-field or by the executioner; his property
on land may be confiscated under the municipal law; but the commerce on the
ocean, which supplies the rebels with means to support the war, cannot be made
the subject of capture under the laws of war, because it is
"unconstitutional!!!" Now, it is a proposition never doubted, that the
belligerent party who claims to be sovereign, may exercise both belligerent and
sovereign rights, (see 4 Cr., 272.) Treating the other party as a belligerent
and using only the milder modes of coercion [***69] which the law of
nations has introduced to mitigate the rigors of war, cannot be a subject of
complaint by the party to whom it is accorded as a grace or granted as a
necessity, We have shown that a civil war such as that now waged between the
Northern and Southern States is properly conducted according to the humane
regulations of public law as regards capture on the ocean.
Under the very peculiar Constitution of this Government, although the
citizens owe supreme allegiance to the Federial Government, they owe also a
qualified allegiance to the State in which they are domiciled. Their persons and
property are subject to its laws.
Hence, in organizing
this rebellion, they have [**479] acted as States claiming to be
sovereign over all persons and property within their respective limits, and
asserting a right to absolve their citizens from their allegiance to the Federal
Government. Several of these States have combined to form a new confederacy,
claiming to be acknowledged by the world as a sovereign State. Their right to do
so is now being decided by wager of battle. The ports and territory of each of
these States are held in hostility to the General Government. It
is [***70] no loose, unorganized insurrection, having no defined
boundary or possession. It has [*674] a boundary marked by lines of
bayonets, and which can be crossed only by force -- south of this line is
enemies' territory, because it is claimed and held in possession by an
organized, hostile and belligerent power.
All persons
residing within this territory whose property may be used to increase the
revenues of the hostile power are, in this contest, liable to be treated as
enemies, though not foreigners. They have cast off their allegiance and made war
on their Government, and are none the less enemies because they are traitors.
But in defining the meaning of the term "enemies'
property," we will be led into error if we refer to Fleta and Lord Coke for
their definition of the word "enemy." It is a technical phrase peculiar to prize
courts, and depends upon principles of public policy as distinguished from the
common law.
Whether property be liable to capture as
"enemies' property" does not in any manner depend on the personal allegiance of
the owner. "It is the illegal traffic that stamps it as 'enemies' property.' It
is is of no consequence whether it belongs to an ally or [***71] a
citizen. 8 Cr., 384. The owner, pro hac vice, is an enemy." 3 Wash. C.C.R.,
183.
The produce of the soil of the hostile territory,
as well as other property engaged in the commerce of the hostile power, as the
source of its wealth and strength, are always regarded as legitimate prize,
without regard to the domicil of the owner, and much more so if he reside and
trade within their territory.
III. We now proceed to
notice the facts peculiar to the several cases submitted for our consideration.
The principles which have just been stated apply alike to all of them.
I. The case of the brig Amy Warwick.
This vessel was captured upon the high seas by the United States
gunboat Quaker City, and with her cargo was sent into the district of
Massachusetts for condemnation. The brig was claimed by David Currie and others.
The cargo consisted of coffee, and was claimed, four hundred bags by Edmund
Daven port & Co., and four thousand seven hundred bags by Dunlap Moncure
& Co. The title of these parties as respectively claimed [*675]
was conceded. All the claimants at the time of the capture, and for a long time
before, were residents of Richmond, Va., and were engaged in
business [***72] there. Consequently, their property was justly
condemned as "enemies' property."
The claim of Phipps
& Co. for their advance was allowed by, the Court below. That part of the
decree was not appealed from and is not before us. The case presents no question
but that of enemies' property.
The decree below is
affirmed with costs.
II. The case of the Hiawatha.
The Court below in decreeing against the claimants
proceeded upon the ground that the cargo was shipped after notice of the
blockade.
The fact is clearly established, and if there
were no qualifying circumstances, would well warrant the decree. But after a
careful examination of the correspondence of the State and Navy Departments,
found in the record, we are not satisfied that the British Minister erred in the
construction he put upon it, which was that a license was given to all vessels
in the blockaded ports to depart with their cargoes within fifteen days after
the blockade was established, whether the cargoes were taken on board before or
after the notice of the blockade. All reasonable doubts should be resolved in
favor of the claimants. Any other course would be inconsistent with the right
administration of [***73] the law and the character of a just
Government. But the record discloses another ground upon which the decree must
be sustained. On the 19th of April the President issued a proclamation
announcing his intention to blockade the ports of the several States therein
named.
On the 27th of April he issued a further
proclamation announcing his intention to blockade the ports of Virginia and
North Carolina in addition to those of the States named in the previous one. On
the 30th of April Commodore Pendergrast issued his proclamation announcing the
blockade as established. These proclamations were communicated to the British
Minister as soon as they were issued. On the 5th of May the British Consul at
Richmond wrote to Lord Lyons that he had advised [*676] those
representing the owners of the Hiawatha that there would be no difficulty in her
leaving in ballast. He added, "but to this they will not consent." On the 8th of
May Lord Lyons made an application to the Secretary of State relative to this
vessel. The matter was referred to the Navy Department. On the same day the
Secretary of the Navy replied: "Fifteen days have been specified as a limit for
neutrals to leave the ports [***74] after actual blockade has
commenced, with or without cargo, and there are yet five or six days for
neutrals to leave: with proper diligence on the part of persons interested I see
no reason for exemption to any." Here was a distinct warning that the vessel
must leave within the time limited, after the commencement of the blockade. On
the 10th of May she completed the discharge of her cargo.
On the next day she commenced lading for her outer voyage, and by
working night and day, on the 15th of May she had taken in a full cargo of
cotton and tobacco. On that day the British Consul gave her a certificate,
wherein he referred to the proclamation of the 27th of April, "in which it was
announced that a blockade would be enforced of the ports of Virginia," and
added, that "the best information attainable" "pointed to the 2d of May as the
day when an efficient blockade was supposed to have been established."
On the 16th of May she was ready for sea, but there was no
steam-tug in port to tow her down the river. At six o'clock, P.M., on the 17th
she was taken in tow by the steam-tug David Currie. The tug had not sufficient
power and the Hiawatha came to anchor again. On the [**480]
[***75] 18th, at six o'clock, A.M., she was taken in tow by the
steam-tug William Allison and towed out to sea. On the 20th of May she was
captured in Hampton Roads off Fortress Monroe, and taken with her cargo into the
Southern District of New York for condemnation.
The
energy with which the labor of lading her was pressed evinces the consciousness
of those concerned of the peril of delay beyond the time limited by the
proclamation for her depar ture. The time was fifteen days from the
establishment of the blockade. The blockade was effectual on the 30th of
April.
There is no controversy upon the subject. The
fifteen days [*677] expired on the 15th of May -- the day she
completed her lading. A vessel being in a blockaded port is presumed to have
notice of the blockade as soon as it commences. This is a settled rule in the
law of nations.
The certificate of the Consul states,
that according to his information the blockade commenced on the 2d of May. It is
not easy to imagine how he could have arrived at this conclusion. The James
river is a great commercial thoroughfare. It would seem that news of so
important an event must have swept up its waters to Richmond, as news
of [***76] interest spreads along the streets of a city. Such
circumstances must have immediately become known to the parties as were
sufficient to put them upon inquiry, and were therefore equivalent to full
notice. But, conceding the 2d of May to be the day from which the computation is
to be made, then, the fifteen days expired on the 17th of May. Her voyage down
the river was not effectively begun until the 18th of May. This was after the
expiration of the time allowed. In either view she became delinquent, and was
guilty of a breach of the blockade. The proclamation allowed fifteen days -- not
fifteen days, and until a steam-tug could be procured. The difficulty of
procuring a tug was one of the accidents which must have been foreseen and
should have been provided for. Those concerned, notwithstanding the warnings
they received, in their eagerness to realize the profits of a full cargo, took
the hazards of the adventure and must now bear the consequences. If she could
overstay the time limited for a short period she could for a long one. Whatever
the excess of time, the principle involved is the same.
It is insisted for the claimants that according to the President's
proclamation [***77] on the 19th of April, the Hiawatha was not
liable to capture, until "the commander of one of the blockading vessels" had
"duly warned" her, endorsed "on her register the date and fact of such warning,"
and she had again attempted "to leave the blockaded port." To this proposition
there are several answers:
1st. There is no such
provision in the proclamation of the 27th of April touching the ports of
Virgini.
[*678] It simply announces that a
blockade of those ports would be established.
2d. The
proclamation of Commodore Pendergrast limits the warning to those who should
approach the line of the blockade in ignorance of its existence. This action of
the naval commander has not been disavowed by his Government, and is conclusive
in a Prize Court. The warning proposed by this proclamation is according to the
law of nations, and it is all that the law requires.
3d. If the provision referred to in the Proclamstion of the 19th of
April be applicable to the ports of Virginia, it must be considered in the light
of the surrounding circumstances.
It was intended for
the benefit of the innocent, not of the guilty. It would be absurd to warm
parties who had full previous knowledge. [***78] According to the
construction contended for, a vessel seeking to evade the blockade might
approach and retreat any number of times, and when caught her captors could do
nothing but warn her and endorse the warning upon her registry. The same process
might be repeated at every port on the blockaded coast. Indeed, according to the
literal terms of the proclamation, the Alabama might approach, and if captured,
insist upon the warning and endorsement of her registry, and then upon her
discharge. A construction drawing after it consequences so absurd, is a "felo de
se."
The cargo must share the fate of the vessel.
The decree below is affirmed with costs.
III. The case of the Billiante, No. 134, presents but little
difficulty. This was a Mexican vessel, with a cargo belonging to Mexican
citizens, seized on the 23d of June, 1861, in Biloxi Bay, in an attempt to
escape from New Orleans by running the blockade, which had been established
there by an efficient force on the 15th of May preceding. She was carried by the
captors to Key West, where she was libelled in the District Court of the United
States for the Southern District of Florida, and condemned with her cargo as
prize [***79] of war.
From the deposition of
Don Rafael Preciat, who was part owner of the vessel and partner in the
ownership of the cargo, [*679] and also was on board from the time
she left her home port at Campeche until her capture, the following facts may be
gathered.
In approaching New Orleans with a cargo from
Sisal, she found the United States ship-of-war Brooklyn blackading the mouth of
the Mississippi River at Pass a Loutre, and was by the officer of that vessel
informed of the blockade and forbid to enter. The witness had a son at Spring
Hill College, near Mobile, whom he desired to get away; and the Commander of the
Brooklyn gave him a letter to the Commander of the Niagara, recommending that he
should be permitted to land and get his son. On leaving the Brooklyn she started
along the coast in the direction of the Niagara, but instead of seeking that
vessel, she evaded her, and went to New Orleans by way of Lake Ponchartrain. At
New Orleans she discharged, her cargo and took in another, and in attempting to
escape by the way she intended, was captured as already stated.
Some attempt has been made to excuse her entrance to New Orleans by
showing that the crew refused to [***80] proceed towards Mobile; but
this is immaterial, as her condemnation is not for her successful entrance, but
for her unsuccessful attempt to escape.
It is also
urged that she was entitled to warning at the time of her capture, by virtue of
the provision in the President's proclamation establishing the blockade. But
whatever may be the sound construction of that provision in reference
[**481] to warning vessels in its application to vessels which had
notice of the blockade, the question does not arise in this case; because, from
the statement of the owner of the vessel himself, she was warned by the officer
of the Brooklyn.
The fact that the vessel's register
was not produced by either party to show a warning endorsed on it, can make no
difference. It cannot be supposed that such endorsement on the ship's register
is to be the only evidence of warning; for if this were admitted, the vessel
would only have to destroy her register, and with it the only evidence in which
she could be condemned, or she would only need to keep several registers and
destroy the one having the endorsement.
We entertain no
doubt that this vessel and cargo were justly [*680] condemned as
neutral [***81] property for running the blockade, of which she had
been fairly warned, and which she had once successfully violated.
The judgment is therefore affirmed.
The case of the Crenshaw, No. 163, on the other hand presents the
question of "enemies' property," pure and simple. This vessel was seized in
Hampton Roads on the 17th of May, 1861, by the blockading force at that point
under flag-officer Stringham, and was carried as a prize of war into New York.
The vessel and the larger part of the cargo were, at the time of the capture,
owned by citizens of the State of Virginia, residing in Richmond; and the vessel
had on board, among her papers, a clearance signed on the 14th of May by R.H.
Lortin, Collector of the Port of Richmond, of the Confederate States of
America.
Upon the principles already settled, the
vessel and such parts of her cargo as came within the description of enemies'
property, were rightfully condemned. It is however claimed that ten tierces of
tobacco strips shipped by Ludlam & Waston at Richmond, to be delivered to
shipper's order at Liverpool, and thirty tierces of tobacco strips shipped by
W.O. Clark at Richmond, to order of Messrs. Sam'l Irven or assigns, Liverpool,
[***82] are not enemies' property, and should be restored to
claimants.
The claim for the ten tierces, as interposed
by Henry Ludlam in behalf of himself and others, and the statement of the
claimant's petition, are sworn to by Gustave Henikin, who holds the bill of
lading, which is endorsed -- "deliver to Ludlam & Henikin, for Chas. Lear
& Sons', Liverpool. Ludlam & Watson."
Mr.
Henikin states that his partner, Henry Ludlam, was in Europe, that Watson, (the
partner of Ludlam & Watson, resident in Richmond,) was out of the
jurisdiction of the Court, and that his knowledge of the facts embraced in the
petition is derived from his connections with it as partner of Ludlam, and from
correspondence and business relations with the shippers. The extent of his
knowledge thus set forth is not very satisfactory nor is the claim stated in a
manner to relieve it of any embarrassment growing out of this fact. Ile sets
forth substantially that Ludlam & Watson, the shippers, was a firm composed
of [*681] Henry Ludlam, a citizen and resident of Rhode Island, and
G.F. Watson, a citizen and resident of Richmond, Va., doing business in
Richmond; and that Henry Ludlam was also doing business in
New [***83] York in partnership with Gustave Henikin, under the style
of Ludlam & Henikin, and that Lear & Sons were a mercantile partnership,
composed of British subjects, residing in Liverpool. Then, speaking in behalf of
all these parties, the petitioner says, they are owners of the ten tierces of
tobacco, and bona fide owners of the bill of lading for the same, and that said
tobacco was from the time of the shipment on board of the Crenshaw in the Port
of Richmond, and still is the property of the claimants.
It will be seen at once, that the statement does not profess to set out
what are the distinct interests of each individual in this property, nor the
separate interests of the three partnership firms thus claiming it. Nor is there
any attempt to show how any person beside Ludlam & Watson of Richmond, who
were the part of all the persons mentioned, all of whom are asserted to be bona
fide holders of the bill of lading. It is perfectly consistent with all that was
stated, that Ludlam & Watson were the real owners of the property. The bill
of lading, which is to shipper's order or assigns, throws no light on the
subject, and there is not a particle of other testimony in reference
to [***84] the claim in the record. The Court decreed that the
interest of Lear & Sons in the ten tierces of tobacco be restored to them
and that they pay costs, unless they furnished further proof that the property
was bona fide neutral. They failed to furnish better proof and appealed on
account of the costs.
We are of the opinion that the
decree does them no injustice, and in the doubtful circumstances in which this
claim stands, on their own statement, should have had great hesitation in giving
them the property if the captors had appealed.
In
reference to the claim of Ludlam, we are not sufficiently advised of what it is
by his pleading or by the proof, to set apart for him, if it were just. But we
are of the opinion that the firm of Ludlam & Watson, doing business in
Richmond, where [*682] Watson, the active member of the firm,
resided, must be ruled by his status in reference to the property of the firm
under his control in the enemy country.
The property
was, through his residence in that country, subjected to the power of the enemy,
and comes within the category of "enemies' property."
There is more difficulty in reference to the claim of Irvin & Co.
to the thirty tierces [***85] of tobacco strips.
It very clearly appears that Irvin & Co., claimants, purchased this
tobacco before the war broke out, with their own means, which were then in
Richmond, and that they are citizens and residents of New York.
It is claimed that the property should be condemned on the ground that
the transaction constitutes an illegal traffic with the enemy. This certainly
cannot be held to apply to the purchase of the tobacco, which was bought and
paid for before hostilities commenced. If it is intended to apply the principle
of illegal traffic to the attempt to withdraw the property from the enemy
country, it would seem that the order of the Secretary of the Navy allowing
fifteen days for all vessels to withdraw from the blockaded [**482]
ports, with or without cargo, should be held to apply to the property of one of
our own citizens, residing in New York, already bought and paid for, as well as
to any neutral cargo. If this be correct, it would seem that the property of
Irvin & Co. should be restored to them as that of Laurie, Son & Co.
was.
The right of Scott & Clarke to commissions on
profits really constituted no interest in the property, and presents no
cognizable [***86] feature in the case.
This
property will therefore be restored to the claimants.
DISSENTBY: NELSON
DISSENT: Mr.
Justice NELSON, dissenting. The property in this case, vessel and cargo, was
seized by a Government vessel on the 20th of May, 1861, in Hampton Roads, for an
alleged violation of the blockade of the ports of the State of Virginia. The
Hiawatha was a British vessel and the cargo belonged to British subjects. The
vessel had entered the James River before the blockade, on [*683]
her way to City Point, upwards of one hundred miles from the mouth, where she
took in her cargo. She finished loading on the 15th of May, but was delayed from
departing on her outward voyage till the 17th for want of a tug to tow her down
the river. She arrived at Hampton Roads on the 20th, where, the blockade in the
meantime having been established, she was met by one of the ships and the
boarding officer endorsed on her register, "ordered not to enter any port in
Virginia, or south of it." This occurred some three miles above the place where
the flag ship was stationed, and the boarding officer directed the master to
heave his ship to when he came abreast of the flag ship, which was done, when
she [***87] was taken in charge as prize.
On
the 30th April, flag officer Pendergrast, U.S. ship Cumberland, off Fortress
Monroe, in Hampton Roads, gave the following notice: "All vessels passing the
capes of Virginia, coming from a distance and ignorant of the proclamation, (the
proclamation of the President of the 27th of April that a blockade would be
established,) will be warned off; and those passing Fortress Monroe will be
required to anchor under the guns of the fort and subject themselves to an
examination."
The Hiawatha, while engaged in putting on
board her cargo at City Point, became the subject of correspondence between the
British Minister and the Secretary of State, under date of the 8th and 9th of
May, which drew from the Secretary of the Navy a letter of the 9th, in which,
after referring to the above notice of the flag officer Pendergrast, and stating
that it had been sent to the Baltimore and Norfolk papers, and by one or more
published, advised the Minister that fifteen days had been fixed as a limit for
neutrals to leave the ports after an actual blockade had commenced, with or
without cargo. The inquiry of the British Minister had referred not only to the
time that a [***88] vessel would be allowed to depart, but whether it
might be ladened within the time. This vessel, according to the advice of the
Secretary, would be entitled to the whole of the 15th of May to leave City
Point, her port of lading. As we have seen, her cargo was on board within the
time, but the vessel was [*684] delayed in her departure for want of
a tug to tow her down the river.
We think it very clear
upon all the evidence that there was no intention on the part of the master to
break the blockade, that the seizure under the circumstances was not warranted,
and upon the merits that the ship and cargo should have been restored.
Another ground of objection to this seizure is, that the
vessel was entitled to a warning endorsed on her papers by an officer of the
blockading force, according to the terms of the proclamation of the President;
and that she was not liable to capture except for the second attempt to leave
the port.
The proclamation, after certain recitals, not
material in this branch of the case, provides as follows: the President has
"deemed it advisable to set on foot a blockade of the ports within the States
aforesaid, (the States referred to in the recitals,) [***89] in
pursuance of the laws of the United States and of the law of nations, in such
case made and provided." "If, therefore, with a view to violate such blockade, a
vessel shall approach or shall attempt to leave either of said ports, she will
be duly warned by the commander of one of the blockading vessels, who will
endorse on her register the fact and date of such warning, and if the same
vessel shall again attempt to enter or leave the blockaded port, she will be
captured and sent to the nearest convenient port for such proceedings against
her and her cargo, as prize, as may be deemed advisable."
The proclamation of the President of the 27th of April extended that of
the 19th to the States of Virginia and North Carolina.
It will be observed that this warning applies to vessels attempting to
enter or leave the port, and is therefore applicable to the Hiawatha.
We must confess that we have not heard any satisfactory
answer to the objection founded upon the terms of this proclamation.
It has been said that the proclamation, among other
grounds, as stated on its face, is founded on the "law of nations," and
[*685] hence draws after it the law of blockade as found in that
code, [***90] and that a warning is dispensed with in all cases
where the vessel is chargeable with previous notice or knowledge that the port
is blockaded. But the obvious answer to the suggestion is, that there is no
necessary connection between the authority upon which the proclamation is issued
and the terms prescribed as the condition of its penalties or enforcement, and,
besides, if founded upon the law of nations, surely it was competent for the
President to mitigate the rigors of that code and apply to neutrals the more
lenient and friendly principles of international law. We do not doubt but that
considerations of this character influenced the President in prescribing these
favorable terms in respect to neutrals; for, in his message a few months later
to Congress, (4th of July,) he observes: "a proclamation was issued for closing
the ports of the insurrectionary districts" (not by blockade, but) "by
proceedings in the nature of a blockade."
This view of
the proclamation seems to have [**483] been entertained by the
Secretary of the Navy, under whose orders it was carried into execution. In his
report to the President, 4th July, he observes, after referring to the necessity
of interdicting [***91] commerce at those ports where the Government
were not permitted to collect the revenue, that "in the performance of this
domestic municipal duty the property and interests of foreigners became, to some
extent, involved in our home questions, and with a view of extending to them
every comity that circumstances would justify, the rules of blockade were
adopted, and, as far as practicable, made applicable to the cases that occurred
under this embargo or non-intercourse of the insurgent States. The commanders,
he observes, were directed to permit the vessels of foreigners to depart within
fifteen days as in case of actual effective blockade, and their vessels were not
to be seized unless they attempted, after having been once warned off, to enter
an interdicted port in disregard of such warning."
The
question is not a new one in this Court. The British Government had notified the
United States of the blockade of certain ports in the West Indies, but "not to
consider blockades as existing, unless in respect to particular ports which may
be [*686] actually invested, and, then, not to capture vessels bound
to such ports, unless they shall have been previously warned not to
enter [***92] them."
The question arose upon
this blockade in Mar. In. Co. vs. Woods, (6 Cranch, 29.)
Chief Justice Marshall, in delivering the opinion of the Court,
observed, "The words of the order are not satisfied by any previous notice which
the vessel may have obtained, otherwise than by her being warned off. This is a
technical term which is well understood. It is not satisfied by notice received
in any other manner. The effect of this order is, that a vessel cannot be placed
in the situation of one having notice of the blockade until she is warned off.
It gives her a right to inquire of the blockading squadron, if she shall not
receive this warning from one capable of giving it, and, consequently, dispenses
with her making that inquiry elsewhere. While this order was in force a neutral
vessel might lawfully sail for a blockaded port, knowing it to be blockaded, and
being found sailing towards such port, would not constitute an attempt to break
the blockade until she should be warned off."
We are of
opinion, therefore, that, according to the very terms of the proclamation,
neutral ships were entitled to a warning by one of the blockading squadron and
could be lawfully seized only [***93] on the second attempt to enter
or leave the port.
It is remarkable, also, that both
the President and the Secretary, in referring to the blockade, treat the
measure, not as a blockade under the law of nations, but as a restraint upon
commerce at the interdicted ports under the municipal laws of the Government.
Another objection taken to the seizure of this vessel and
cargo is, that there was no existing war between the United States and the
States in insurrection within the meaning of the law of nations, which drew
after it the consequences of a public or civil war. A contest by force between
independent sovereign States is called a public war; and, when duly commenced by
proclamation or otherwise, it entitles both of the belligerent parties to all
the rights of war against each other, and as respects [*687] neutral
nations. Chancellor Kent observes, "Though a solemn declaration, or previous
notice to the enemy, be now laid aside, it is essential that some formal public
act, proceeding directly from the competent source, should announce to the
people at home their new relations and duties growing out of a state of war, and
which should equally apprize neutral nations of [***94] the fact, to
enable them to conform their conduct to the rights belonging to the new state of
things." "Such an official act operates from its date to legalize all hostile
acts, in like manner as a treaty of peace operates from its date to annul the."
He further observes, "as war cannot lawfully be commenced on the part of the
United States without an act of Congress, such act is, of course, a formal
notice to all the world, and equivalent to the most solemn declaration."
The legal consequences resulting from a state of war
between two countries at this day are well understood, and will be found
described in every approved work on the subject of international law. The people
of the two countries become immediately the enemies of each other -- all
intercourse commercial or otherwise between then unlawful -- all contracts
existing at the commencement of the war suspended, and all made during its
existence utterly void. The insurance of enemies' property, the drawing of bills
of exchange or purchase on the enemies' country, the remission of bills or money
to it are illegal and void. Existing partnerships between citizens or subjects
of the two countries are dissolved, and, in fine, [***95]
interdiction of trade and intercourse direct or indirect is absolute and
complete by the mere force and effect of war itself. All the property of the
people of the two countries on land or sea are subject to capture and
confiscation by the adverse party as enemies' property, with certain
qualifications as it respects property on land, ( Brown vs. United States, 8
Cranch, 110,) all treaties between the belligerent parties are annulled, The
ports of the respective countries may be blockaded, and letters of marque and
reprisal granted as rights of war, and the law of prizes as defined by the law
of nations comes into full and complete operation, resulting from maritime
captures, jur belli. War also effects a change in the [*688] mutual
relations of all States or countries, not directly, as in the case of the
belligerents, but immediately and indirectly, though they take no part in the
contest, but remain neutral.
This great and pervading
change in the existing condition of a country, and in the relations of all her
citizens or subjects, external and internal, from a state of peace, is the
immediate effect and result of a state of war: and hence the same code which has
annexed to [***96] the existence of a war all these disturbing
consequences has declared that the right of making war belongs exclusively to
the supreme or sovereign power of the State.
This power
in all civilized nations is regulated by the fundamental laws or municipal
constitution of the country.
By our Constitution this
power is lodged in Congress. Congress shall have power "to declare
[**484] war, grant letters of marque and reprisal, and make rules
concerning captures on land and water."
We have thus
far been considering the status of the citizens or subjects of a country at the
breaking out of a public war when recognized or declared by the competent
power.
In the case of a rebellion or resistance of a
portion of the people of a country against the established government, there is
no doubt, if in its progress and enlargement the government thus sought to be
overthrown sees fit, it may by the competent power recognize, or declare the
existence of a state of civil war, which will draw after it all the consequences
and rights of war between the contending parties as in the case of a public war.
Mr. Wheaton observes, speaking of civil war, "But the general usage of nations
regards such [***97] a war as entitling both the contending parties
to all the rights of war as against each other, and even as respects neutral
nations." It is not to be denied, therefor, that if a civil war existed between
that portion of the people in organized insurrection to overthrow this
Government at the time this vessel and cargo were seized, and if she was guilty
of a violation of the blockade, she would be lawful prize of war. But before
this insurrection against the established Government can be dealt with on the
footing of a civil war, within the meaning of the law of nations and the
Constitution [*689] of the United States, and which will draw after
it belligerent rights, it must be recognized or declared by the war-making power
of the Government. No power short of this can change the legal status of the
Government or the relations of its citizens from that of peace to a state of
war, or bring into existence all those duties and obligations to neutral third
parties growing out of a state of war. The war power of the Government must be
exercised before this changed condition of the Government and people and of
neutral third parties can be admitted. There is no difference in this
respect [***98] between a civil or a public war.
We have been more particular upon this branch of the case than would
seem to be required, on account of any doubt or difficulties attending the
subject in view of the approved works upon the law of nations or from the
adjudication of the courts, but, because some confusion existed on the argument
as to the definition of a war that drew after it all the rights of prize of war.
Indeed, a great portion of the argument proceeded upon the ground that these
rights could be called into operation -- enemies' property captured -- blockades
set on foot and all the rights of war enforced in prize courts -- by a species
of war unknown to the law of nations and to the Constitution of the United
States.
An idea seemed to be entertained that all that
was necessary to constitute a war was organized hostility in the district of
country in a state of rebellion -- that conflicts on land and on sea -- the
taking of towns and capture of fleets -- in fine, the magnitude and dimensions
of the resistance against the Government -- constituted war with all the
belligerent rights belonging to civil war. With a view to enforce this idea, we
had, during the argument, an imposing [***99] historical detail of
the several measures adopted by the Confederate States to enable then to resist
the authority of the general Government, and of many bold and daring acts of
resistance and of conflict. It was said that war was to be ascertained by
looking at the armies and navies or public force of the contending parties, and
the battles lost and won -- that in the language of one of the learned counsel,
"Whenever the situation of opposing hostilities has assumed the proportions
[*690] and pursued the methods of war, then peace is driven out, the
ordinary authority and administration of law are suspended, and war in fact and
by necessity is the status of the nation until peace is restored and the laws
resumed their dominion."
Now, in one sense, no doubt
this is war, and may be a war of the most extensive and threatening dimensions
and effects, but it is a statement simply of its existence in a material sense,
and has no relevancy or weight when the question is what constitutes war in a
legal sense, in the sense of the law of nations, and of the Constitution of the
United States? For it must be a war in this sense to attach to it all the
consequences that belong to belligerent [***100] rights. Instead,
therefore, of inquiring after armies and navies, and victories lost and won, or
organized rebellion against the general Government, the inquiry should be into
the law of nations and into the municipal fundamental laws of the Government.
For we find there that to constitute a civil war in the sense in which we are
speaking, before in can exist, in contemplation of law, it must be recognized or
declared by the sovereign power of the State, and which sovereign power by our
Constitution is lodged in the Congress of the United States -- civil war,
therefore, under our system of government, can exist only by an act of Congress,
which requires the assent of two of the great departments of the Government, the
Executive and Legislative.
We have thus far been
speaking of the war power under the Constitution of the United States, and as
known and recognized by the law of nations. But we are asked, what would become
of the peace and integrity of the Union in case of an insurrection at home or
invasion from abroad if this power could not be exercised by the President in
the recess of Congress, and until that body could be assembled?
The framers of the Constitution fully [***101] comprehended
this question, and provided for the contingency. Indeed, it would have been
surprising if they had not, as a rebellion had occurred in the State of
Massachusetts while the Convention was in session, and which had become so
general that it was quelled only by [*691] calling upon the military
power of the State. The Constitution declares that Congress shall have power "to
provide for calling forth the militia to execute the laws of the Union, suppress
insurrections, and repel invasions." Another clause, "that the President shall
be Commander-in-chief of the Army and Navy, of the United States, and of the
militia of the several States when called into the actual service of the United
States;" and, again, "He shall take care that the laws shall be faithfully
executed." Congress passed laws on this subject in 1792 and 1795. 1 United
States Laws, pp. 264, 424.
The last Act provided that
whenever the United States shall be invaded or be in imminent danger of invasion
from a foreign nation, it [**485] shall be lawful for the President
to call forth such number of the militia most convenient to the place of danger,
and in case of insurrection in any State against [***102] the
Government thereof, it shall be lawful for the President, on the application of
the Legislature of such State, if in session, or if not, of the Executive of the
State, to call forth such number of militia of any other State or States as he
may judge sufficient to suppress such insurrection.
The
2d section provides, that when the laws of the United States shall be opposed,
or the execution obstructed in any State by combinations too powerful to be
suppressed by the course of judicial proceedings, it shall be lawful for the
President to call forth the militia of such State, or of any other State or
States as may be necessary to suppress such combinations; and by the Act 3
March, 1807, (2 U.S. Laws, 443,), it is provided that in case of insurrection or
obstruction of the laws, either in the United States or of any State or
Territory, where it is lawful for the President to call forth the militia for
the purpose of suppressing such insurrection, and causing the laws to be
executed, it shall be lawful to employ for the same purpose such part of the
land and naval forces of the United States as shall be judged necessary.
It will be seen, therefore, that ample provision has been
made [***103] under the Constitution and laws against any sudden and
unexpected disturbance of the public peace from insurrection at home
[*692] or invasion from abroad. The whole military and naval power
of the country is put under the control of the President to meet the emergency.
He may call out a force in proportion to its necessities, one regiment or fifty,
one ship-of-war or any number at his discretion. If, like the insurrection in
the State of Pennsylvania in 1793, the disturbance is confined to a small
district of country, a few regiments of the militia may be sufficient to
suppress it. If of the dimension of the present, when it first broke out, a much
larger force would be required. But whatever its numbers, whether great or
small, that may be required, ample provision is here made; and whether great or
small, the nature of the power is the same. It is the exercise of a power under
the municipal laws of the country and not under the law of nations; and, as we
see, furnishes the most ample means of repelling attacks from abroad or
suppressing disturbances at home until the assembling of Congress, who can, if
it be deemed necessary, bring into operation the war power, and
thus [***104] change the nature and character of the contest. Then,
instead of being carried on under the municipal law of 1795, it would be under
the law of nations, and the Acts of Congress as war measures with all the rights
of war.
It has been argued that the authority conferred
on the President by the Act of 1795 invests him with the war power. But the
obvious answer is, that it proceeds from a different clause in the Constitution
and which is given for different purposes and objects, namely, to execute the
laws and preserve the public order and tranquillity of the country in a time of
peace by preventing or suppressing any public disorder or disturbance by foreign
or domestic enemies. Certainly, if there is any force in this argument, then we
are in a state of war with all the rights of war, and all the penal consequences
attending it every time this power is exercised by calling out a military force
to execute the laws or to suppress insurrection or rebellion; for the nature of
the power cannot depend upon the numbers called out. If so, what numbers will
constitute war and what numbers will not? It has also been argued that this
power of the President from necessity should be construed [***105] as
vesting him with the war [*693] power, or the Republic might greatly
suffer or be in danger from the attacks of the hostile party before the
assembling of Congress. But we have seen that the whole military and naval force
are in his hands under the municipal laws of the country. He can meet the
adversary upon land and water with all the forces of the Government. The truth
is, this idea of the existence of any necessity for clothing the President with
the war power, under the Act of 1795, is simply a monstrous exaggeration; for,
besides having the command of the whole of the army and navy, Congress can be
assembled within any thirty days, if the safety of the country requires that the
war power shall be brought into operation.
The Acts of
1795 and 1807 did not, and could not under the Constitution, confer on the
President the power of declaring war against a State of this Union, or of
deciding that war existed, and upon that ground authorize the capture and
confiscation of the property of every citizen of the State whenever it was found
on the waters. The laws of war, whether the war be civil or inter gentes, as we
have seen, convert every citizen of the hostile State [***106] into a
public enemy, and treat him accordingly, whatever may have been his previous
conduct. This great power over the business and property of the citizen is
reserved to the legis lative department by the express words of the
Constitution. It cannot be delegated or surrendered to the Executive. Congress
alone can determine whether war exists or should be declared; and until they
have acted, no citizen of the State can be punished in his person or property,
unless he had committed some offence against a law of Congress passed before the
act was committed, which made it a crime, and defined the punishment. The
penalty of confiscation for the acts of others with which he had no concern
cannot lawfully be inflicted.
In the breaking out of a
rebellion against the established Government, the usage in all civilized
countries, in its first stages, is to suppress it by confining the public forces
and the operations of the Government against those in rebellion, and at the same
time extending encouragement and support to the loyal people with a view to
their cooperation in putting down the [*694] insurgents. This course
is not only the dictate of wisdom, but of justice. This was [***107]
the practice of England in Monmouth's rebellion in the reign of James the
Second, and in the rebellions of 1715 and 1745, by the Pretender and his son,
and also in the beginning of the rebellion of the Thirteen Colonies of 1776. It
is a personal war against the individuals engaged in resisting the authority of
the Government. This was the character of the war of our Revolution till the
passage of the Act of the Parliament of Great Britain of the 16th of George
Third, 1776. By that act all [**486] trade and commerce with the
Thirteen Colonies was interdicted and all ships and cargoes belonging to the
inhabitants subjected to forfeiture as if the same were the ships and effects of
open enemies. From this time the war became a territorial civil war between the
contending parties, with all the rights of war known to the law of nations. Down
to this period the war was personal against the rebels, and encouragement and
support constantly extended to the loyal subjects who adhered to their
allegiance, and although the power to make war existed exclusively in the King,
and of course this personal war carried on under his authority, and a partial
exercise of the war power, no captures [***108] of the ships or cargo
of the rebels as enemies' property on the sea, or confiscation in Prize Courts
as rights of war took place until after the passage of the Act of Parliament.
Until the passage of the act the American subjects were not regarded as enemies
in the sense of the law of nations. The distinction between the loyal and rebel
subjects was constantly observed. That act provided for the capture and
confiscation as prize of their property as if the same were the property "of
open enemies." For the first time the distinction was obliterated.
So the war carried on by the President against the
insurrectionary districts in the Southern States, as in the case of the King of
Great Britain in the American Revolution, was a personal war against those in
rebellion, and with encouragement and support of loyal citizens with a view to
their cooperation and aid in suppressing the insurgents, with this difference,
as the war-making power belonged to the King, he might have recognized or
declared the war at the beginning to be a civil war [*695] which
would draw after it all the rights of a belligerent, but in the case of the
President no such power existed: the war therefore from [***109]
necessity was a personal war, until Congress assembled and acted upon this state
of things.
Down to this period the only enemy
recognized by the Government was the persons engaged in the rebellion, and
others were peaceful citizens, entitled to all the privileges of citizens under
the Constitution. Certainly it cannot rightfully be said that the President has
the power to convert a loyal citizen into a belligerent enemy or confiscate his
property as enemy's property.
Congress assembled on the
call for an extra session the 4th of July, 1861, and among the first acts passed
was one in which the President was authorized by proclamation to interdict all
trade and intercourse between all the inhabitants of States in insurrection and
the rest of the United States, subjecting vessel and cargo to capture and
condemnation as prize, and also to direct the capture of any ship or vessel
belonging in whole or in part to any inhabitant of a State whose inhabitants are
declared by the proclamation to be in a state of insurrection, found at sea or
in any part of the rest of the United States. Act of Congress of 13th of July,
1861, secs. 5, 6. The 4th section also authorized the President
to [***110] close any port in a Collection District obstructed so
that the revenue could not be collected, and provided for the capture and
condemnation of any vessel attempting to enter.
The
President's Proclamation was issued on the 16th of August following, and
embraced Georgia, North and South Carolina, part of Virginia, Tennessee,
Alabama, Louisiana, Texas, Arkansas Mississippi and Florida.
This Act of Congress, we think, recognized a state of civil war between
the Government and the Confederate States, and made it territorial. The Act of
Parliament of 1776, which converted the rebellion of the Colonies, into a civil
territorial war, resembles, in its leading features, the act to which we have
referred. Government in recognizing or declaring the existence of a civil war
between itself and a portion of the people in insurrection usually modifies its
effects with a view as far as [*696] practicable to favor the
innocent and loyal citizens or subjects involved in the war. It is only the
urgent necessities of the Government, arising from the magnitude of the
resistance, that can excuse the conversion of the personal into a territorial
war, and thus confound all distinction between [***111] guilt and
innocence; hence the modification in the Act of Parliament declaring the
territorial war.
It is found in the 44th section of the
Act, which for the encouragement of well affected persons, and to afford speedy
protection to those desirous of returning to their allegiance, provided for
declaring such inhabitants of any colony, county, town, port, or place, at peace
with his majesty, and after such notice by proclamation there should be no
further captures. The Act of 13th of July provides that the President may, in
his discretion, permit commercial intercourse with any such part of a State or
section, the inhabitants of which are declared to be in a state of insurrection
(§ 5), obviously intending to favor loyal citizens and encourage others to
return to their loyalty. And the 8th section provides that the Secretary of the
Treasury may mitigate or remit the forfeitures and penalties incurred under the
act. The Act of 31st July is also one of a kindred character. That appropriates
$2,000,000 to be expended under the authority of the President in supplying and
delivering arms and munitions of war to loyal citizens residing in any of the
States of which the inhabitants [***112] are in rebellion, or in
which it may be threatened. We agree, therefore, that the Act 13th July, 1861,
recognized a state of civil war between the Government and the people of the
States described in that proclamation.
The cases of the
United States vs. Palmer, (3 Wh., 610); Divina Pastora, and 4 Ibid, 52, and that
class of cases to be found in the reports are referred to as furnishing
authority for the exercise of the war power claimed for the President in the
present case. These cases hold that when the Government of the United States
recognizes a state of civil war to exist between a foreign nation and her
colonies, but remaining itself neutral, the Courts are bound to consider as
lawful all those acts which the new Government may direct against the enemy, and
we [*697] admit the President who conducts the foreign relations of
the Government may fitly recognize or refuse to do so, the existence of civil
war in the foreign nation under the circumstances stated.
But this is a very different question from the one before us, which is
whether the President can recognize or declare a civil war, under the
[**487] Constitution, with all its belligerent rights, between
his [***113] own Government and a portion of its citizens in a state
of insurrection. That power, as we have seen, belongs to Congress. We agree when
such a war is recognized or declared to exist by the war-making power, but not
otherwise, it is the duty of the Courts to follow the decision of the political
power of the Government.
The case of Luther vs. Borden
et al., (7 How., 45), which arose out of the attempt of an assumed new
government in the State to overthrow the old and established Government of Rhode
Island by arms. The legislature of the old Government had established martial
law, and the Chief Justice in delivering the opinion of the Court observed,
among other things, that "if the Government of Rhode Island deemed the armed
opposition so formidable and so ramified throughout the State as to require the
use of its military force, and the declaration of martial law, we see no ground
upon which this Court can question its authority. It was a state of war, and the
established Government resorted to the rights and usages of war to maintain
itself and overcome the unlawful opposition."
But it is
only necessary to say, that the term "war" must necessarily have been used here
by the [***114] Chief Justice in its popular sense, and not as known
to the law of nations, as the State of Rhode Island confessedly possessed no
power under the Federal Constitution to declare war.
Congress on the 6th of August, 1862, passed an Act confirming all acts,
proclamations, and orders of the President, after the 4th of March, 1861,
respecting the army and navy, and legalizing them, so far as was competent for
that body, and it has been suggested, but scarcely argued, that this legislation
on the subject had the effect to bring into existence an ex post facto civil war
with all the rights of capture and confiscation, jure [*698] belli,
from the date referred to. An ex post facto law is defined, when, after an
action, indifferent in itself, or lawful, is committed, the Legislature then,
for the first time, declares it to have been a crime and inflicts punishment
upon the person who committed it. The principle is sought to be applied in this
case. Property of the citizen or foreign subject engaged in lawful trade at the
time, and illegally captured, which must be taken as true if a confirmatory act
be necessary, may be held and confiscated by subsequent legislation. In other
words [***115] trade and commerce authorized at the time by acts of
Congress and treaties, may, by ex post facto legislation, be changed into
illicit trade and commerce with all its penalties and forfeitures annexed and
enforced. The instance of the seizure of the Dutch ships in 1803 by Great
Britain before the war, and confiscation after the declaration of war, which is
well known, is referred to as an authority. But there the ships were seized by
the war power, the orders of the Government, the seizure being a partial
exercise of that power, and which was soon after exercised in full.
The precedent is one which has not received the
approbation of jurists, and is not to be followed. See W. B. Lawrence, 2d ed.
Wheaton's Element of Int. Law, pt. 4, ch. 1. sec. 11, and note. But, admitting
its full weight, it affords no authority in the present case. Here the captures
were without any Constitutional authority, and void; and, on principle, no
subsequent ratification could make them valid.
Upon the
whole, after the most careful consideration of this case which the pressure of
other duties has admitted, I am compelled to the conclusion that no civil war
existed between this Government and the [***116] States in
insurrection till recognized by the Act of Congress 13th of July, 1861; that the
President does not possess the power under the Constitution to declare war or
recognize its existence within the meaning of the law of nations, which carries
with it belligerent rights, and thus change the country and all its citizens
from a state of peace to a state of war; that this power belongs exclusively to
the Congress of the United States, and, consequently, that the President had no
power to set on foot a blockade under the law of nations, and [*699]
that the capture of the vessel and cargo in this case, and in all cases before
us in which the capture occurred before the 13th of July, 1861, for breach of
blockade, or as enemies' property, are illegal and void, and that the decrees of
condemnation should be reversed and the vessel and cargo restored.
Mr. Chief Justice TANEY, Mr. Justice CATRON and Mr.
Justice CLIFFORD, concurred in the dissenting opinion of Mr Justice Nelson.